• Registered Wealth Investment Services Associate

    Citigroup (Jacksonville, FL)
    …to banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... Intermediate Associate Telesales Representative is a Client Service and Sales support position, fully responsible for servicing and supporting...(Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition,… more
    Citigroup (08/15/25)
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  • Registered Wealth Service Associate

    Citigroup (Jacksonville, FL)
    …to banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... Intermediate Associate Telesales Representative is a Client Service and Sales support position, fully responsible for servicing and supporting...(Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition,… more
    Citigroup (07/03/25)
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  • Advisor, Supervision Trade Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 9, 10 and 63 + Series 24, 53 and 4 can be ... research, and resolve problems. **Essential Duties and Responsibilities:** + Monitors the sales practice activities of branch managers through the use of various… more
    Raymond James Financial, Inc. (07/04/25)
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  • Wealth Management Specialist

    Bank of America (Miami, FL)
    …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...+ Administrative Services + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
    Bank of America (08/27/25)
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  • Brokerage Registered Client Service Associate

    Truist (Weston, FL)
    …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. 6. Exceptional telephone ... knowledge to identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors… more
    Truist (08/22/25)
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  • Virtual Financial Advisor - Annuities

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE is required, provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 & 65 required. ... executing unsolicited orders and offering guidance in relation to other associated sales practice activities and requirements. Guidance is provided to perform varied… more
    Raymond James Financial, Inc. (08/15/25)
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  • Senior Advisor, Supervision- Dispute Resolution

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred ... and reports. + Acts as liaison between department and Divisional Management, Sales & Supervision and other parties to communicate identified concerns requiring… more
    Raymond James Financial, Inc. (07/26/25)
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  • Sr. Relationship Manager, Global Commercial…

    Bank of America (Tampa, FL)
    …negotiating with a team of bank associates to solve client problems. * Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... * Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships * Understands and interprets… more
    Bank of America (07/24/25)
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  • Retirement Planning Consultant-Client Team

    Aegon Asset Management (FL)
    …Qualifications + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Job Family Business Development / Direct Sales About Us At Transamerica, hard work, innovative...Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,… more
    Aegon Asset Management (08/27/25)
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  • Legal Wealth Advisor II

    Truist (Miami, FL)
    …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... success in the acquisition of new personal client relationships. 7 . Demonstrated experience and success in meeting sales... 7 . Demonstrated experience and success in meeting sales goals, identifying and delivering on client needs. 8.… more
    Truist (07/29/25)
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