- PNC (Chicago, IL)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... product set to excel in analytics, credit, relationship management, sales and financial modeling. Geographic flexibility is important to...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- Huntington National Bank (Oak Lawn, IL)
- …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... goals and provide appropriate solutions as needed. + Provide ongoing training and sales support to assigned branches to deliver a great customer experience to all… more
- Huntington National Bank (Chicago, IL)
- Description The Institutional Sales Support Associate plays a vital role in...obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 ... delivering exceptional service and operational support to institutional sales representatives and clients. This position will require you...1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63… more
- First Horizon Bank (Chicago, IL)
- …Financials' systems and service platforms. + Must be able to study for and pass both the Series 7 and 63 exams within 120 days of hire date. FHN Financial is an ... FHN Financial Capital Assets Corp is seeking a Loan Sales Officer in the firm's Memphis, TN office. The...an average daily fixed income trading volume of over $ 7 billion, FHN Financial transacts business with approximately one-half… more
- Raymond James Financial, Inc. (Springfield, IL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of the Time ... steps in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant portion of… more
- Bank of America (Northbrook, IL)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Chicago, IL)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Naperville, IL)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills** + Advisory + Account Management +… more
- Bank of America (Lake Forest, IL)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (Chicago, IL)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Service Management + Process Simplification **Required Qualifications:** + Either Series 7 and 66 licenses or … more