- BMO Financial Group (New York, NY)
- …knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Series 7 , 63, 24 a plus. + Typically minimum of 6 years of ... audits and examinations. + Provides regulatory perspective on business group's sales and marketing materials. + Anticipates/ identifies and analyses risk and… more
- Bank of America (New York, NY)
- …work environment. + MS, MBA and/or CFA are desirable + FINRA registered representative with Series 7 & 63 required at time of hire or within 120 days ... sheets, marketing materials and presentations + Liaise and interact with financial advisors, sales and support partners on a daily basis + Proactively develop and… more
- The Estee Lauder Companies (New York, NY)
- …and territories under brand names including: Estee Lauder, Aramis, Clinique, Lab Series , Origins, MAC, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London, ... and Labor Analytics. This role partners with Payroll, HR, Legal, Sales /Retail Operations, Global Information Services, Brand teams, and regional program managers… more
- Santander US (New York, NY)
- …financing market and highlighting Santander's capabilities and track record. Certifications: SIE, Serie 7 , and Series 63 **What Else You Need To Know** **:** ... done out our warehouses. + Partner closely with internal global teams across sales , banking, capital markets, and wealth management to help educate, develop, and… more
- JPMorgan Chase (New York, NY)
- …numbers + Adaptable, innovative, and results oriented, with excellent teamwork skills + Series 7 & 63 **Preferred qualifications, capabilities and skills** + ... and developing marketing materials. Collaborating closely with portfolio managers, sales channels, other investment specialists, and internal support and operations… more
- TD Bank (New York, NY)
- …capacity (ie track record of high client satisfaction and retention) required + Securities Licensed: Series 7 , 63 + 65 or 66 + Understanding of HNW client needs ... products and services available to clients within the segment + Consultative sales experience preferred + Ability to establish relationships and partner effectively… more
- Citigroup (New York, NY)
- …team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses + Group 1 Insurance License ... serving in a financial advisory capacity + Experience in a proactive, successful sales and service role in the financial services industry + Strong analytical and… more
- Neuberger Berman (New York, NY)
- …highly collaborative and demanding environment *Ability to identify and address operational risk issues * Series 7 and 66 required or the ability to attain within ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- Guardian Life (New York, NY)
- …help resolve complex issues + Ability to simultaneously manage multiple processes or functions + Series 6 or 7 and 63, 65, or 66 preferred **Salary Range:** ... In addition to salary, this role may also be eligible for annual, sales , or other incentive compensation. **Our Promise** At Guardian, you'll have the support… more
- JPMorgan Chase (New York, NY)
- …construction and strategic asset allocation. **Preferred qualifications, capabilities and skills** + Series 3, 7 and 63 certifications (or willingness to ... not limited to marketing, deep client engagement, product development and sales /retention strategy. As a Managing Director, Private Market Investment Specialist… more