- Citigroup (New York, NY)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... Wealth at Work. **Responsibilities:** + Partner with Banker in the creation of sales and marketing strategies designed to generate revenue growth and to acquire new… more
- JPMorgan Chase (New York, NY)
- …travel required + 4-year degree required; MBA, CFA, CIMA a plus. + FINRA Series 7 , 63. JPMorganChase, one of the oldest financial institutions, offers innovative ... nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our...the PWA client teams, including national accounts and field sales (external & internal). This role is responsible for… more
- Raymond James Financial, Inc. (New York, NY)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 or ability to obtain within 6 months, depending on assigned ... lead to recruiting new advisors. Acts in a professional sales and marketing capacity to help meet firm goals....and data on prospects to be used in the sales process and for suitability review. + Evaluates interested… more
- Ivalua (New York, NY)
- …area or equivalent experience with proven skills in Solution Consulting + At least 7 + Years of Pre- Sales Solutions Consulting Experience + Fluency in French + ... OPPORTUNITY CONTEXT: We are on the search for a Pre- Sales Sr Solutions Consultant with a focus to join...process is designed to assess your competencies through a series of personalized interviews with internal stakeholders relevant to… more
- KeyBank (Albany, NY)
- …experience in securities supervision/compliance activity within a brokerage or bank-based brokerage firm. *FINRA Series 7 , 63 & 65 (or 66), 24, and 53 licenses ... the principal supervision and surveillance of all bank brokerage, advisory and insurance sales activities. This includes, but is not limited to, new account opening,… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 and 63 + 5- 7 Years of related experience ... and escalates key issues arising from Global Markets trading, sales and origination business activities; and executes delegated supervision accountabilities… more
- BlackRock (New York, NY)
- …designations such as CFA Charter preferred + Has, or is willing to obtain, the Series 7 , 63, and 3 licenses **Competencies:** The ideal candidate will possess ... the unique needs of our clients including relationship management, marketing, sales , client service, and product development and management. Professionals within AIB… more
- City National Bank (New York, NY)
- …using basic software programs like Word, Excell, Power Point, etc. * FINRA Series 7 : General Securities Rep *Additional Qualifications* * Completion of or ... a network of potential prospects, maintain referral sources, learn sales techniques and provide full support to close and...PM strategy meetings and provide input on marketing and sales objectives. WHAT DO YOU NEED TO SUCCEED? *Required… more
- Truist (New York, NY)
- …+ Master's degree in finance or equivalent science/academic field. + Strongly preferred: FINRA Series 7 , 52, 53 + Strong knowledge of trading floor rules and ... and managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a… more
- TD Bank (New York, NY)
- …degree is an asset + 7 + years of US product/investment industry knowledge + Series 7 , 24, 66 (or equivalent) FINRA Registrations + Experience with the wealth ... product life cycle, quality, technical support, marketing programs and sales support + Oversees the creation of product roadmaps...and government controls with respect to their effect on sales of existing or proposed products and services +… more