- Truist (Fort Worth, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... knowledge to identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors… more
- Huntington National Bank (Austin, TX)
- … 7 or more years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + ... profitable customer relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the licensed Commercial… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- Wells Fargo (Fort Worth, TX)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify ... below **Required Qualifications:** + 6+ months of Customer Service, Sales , Relationship Building experience, or equivalent demonstrated through one...is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and… more
- Bank of America (Fort Worth, TX)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... + Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets… more
- Citigroup (San Antonio, TX)
- …to investment operations - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required) as required + Ensures customer claims ... Investor Center Support Associate is a Client Service and Sales support position, fully responsible for servicing and supporting...(Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. **Education:** +… more
- US Bank (Houston, TX)
- …in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination and ... across the organization + Centralized marketing support, local marketing, and sales enablement tools including thought leadership content, local events, social… more
- Bank of America (Dallas, TX)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63(Must obtain SIE, series 7 & 63 ... + Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets… more
- Thrivent Financial (Dallas, TX)
- …licenses must be currently active or obtained within 90 days of hire - Life and Health, Series 7 , Series 66 + State insurance licensed and appointed in life, ... advisors have come from a variety of career backgrounds, including outside sales , account executives, real estate, client services, hospitality or event managers,… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... experiences and investment planning expertise. + Business Development: Partner with sales representatives to onboard new clients into advice. + Daily Operations:… more