- Raymond James Financial, Inc. (New York, NY)
- …calls and maintains record of inquiries, as required. + Maintains currency in sales trading practices and procedures. + Operates standard office equipment and ... Under general supervision, uses intermediate level knowledge and skills in securities trading / sales obtained through experience and/or training to assist … more
- Truist (New York, NY)
- …to contribute to the development, enhancement, and support of applications specific to Equity Sales and Trading . Join an established, fast-paced Equity Sales ... and Trading Technology team to help enhance our Equity Sales and Trading Desk capabilities with a holistic focus on the full trade lifecycle, from Execution… more
- SMBC (New York, NY)
- …of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with focus on electronic trading ... to lead or execute other capital market related audit coverage, including sales , trading capital market, and operations. The ideal candidate will be responsible… more
- SMBC (New York, NY)
- …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and Securities front… more
- Citigroup (New York, NY)
- …a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for check ... and challenge of the businesses, establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the… more
- JPMorgan Chase (New York, NY)
- …wealth funds, corporations, and hedge funds. You will collaborate closely with sales trading and quantitative research teams to deliver comprehensive client ... Strong team player who partners well with principals of the platform, including Sales trading and Quantitative Research. + Self-motivated individual with the… more
- Wells Fargo (New York, NY)
- …LLC. In this role, you will: + Provide legal advice and counsel to the loan sales and distressed trading business, including sales , trading , credit, ... the Legal Department to support the loan and distressed trading desks and the credit portfolio trading ...distressed trading desks and the credit portfolio trading businesses. This position is responsible for providing legal… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director, US Investment Grade Credit Trading **Requisition ID:** 214419 **Salary Range:** 300,000.00 -...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- Bank of America (New York, NY)
- …collaboration in high-pressure environments + Excellent communication skills for engaging with Sales , Trading , Product, and Technology teams + Modern Python ... Associate/Vice President, Trading Analytics Product Developer New York, New York **To proceed with your application, you must be at least 18 years of age.**… more
- Insight Global (New York, NY)
- …skills - Excellent written and verbal communication skills; strong interactions with Sales / Trading , back office to ensure timely trade settlement, internal and ... settlements, ensuring accurate trade capture and data quality by front office Sales / Trading - Interest rate derivatives background null We are a company… more