- JPMorgan Chase (New York, NY)
- …about the stocks and sector. You will work with our partners in both Sales and Trading to provide comprehensive client coverage, including fulfilling client ... requests for market updates and market intelligence. Research is fast-paced, demanding and intellectually stimulating. We look for candidates who possess strong accounting, finance, quantitative and business writing and communication skills, as well as… more
- Wells Fargo (New York, NY)
- …partner with various constituencies across Wells Fargo, including Credit Risk, Sales and Trading , Syndicate, Investment Banking Coverage, Corporate Banking ... Coverage, DCM, Leveraged Finance, Compliance, and Legal **Required Qualifications:** + 2+ years of Investment Banking experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience,… more
- TD Bank (New York, NY)
- …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... Markets * Directs day-to-day activities of the Investment Banking Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Communicates the Bank's risk culture and risk appetite statement… more
- MUFG (New York, NY)
- …verticals and coverage groups + Liaise with internal stakeholders including credit risk, syndicate, sales and trading teams and with third parties such as legal ... counsel, accountants, rating agencies and investors to execute transactions + Oversee monitoring of conduit positions within specific origination subsectors **We require:** + A bachelor's degree or higher + A minimum of 7 years related ABS or modeling work… more
- CIBC (New York, NY)
- …group provides direct day-to-day support for CIBC's US Capital Markets business, primarily Sales and Trading , Debt Capital Markets and Corporate and Investment ... Banking. The group's primary role is to assist in achieving the mandate to be a premier client-focused global bank. The Business Management Risks and Controls team (the Team) serves as the primary liaison between all Capital Markets Front Office teams, and the… more
- Siebert Williams Shank (New York, NY)
- …and successful share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are ... a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). Our diverse professionals are not only committed to providing the highest level of value-added… more
- TD Bank (New York, NY)
- …various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading , and prepare business personnel for meetings ... with regulators. + Communicate with regulators and internal stakeholders regarding regulatory issues, findings by the regulators, and remediation related to those findings. + Work with the relevant businesses and functions to obtain information/documentation… more
- MUFG (New York, NY)
- …specifically in the areas of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and ... applicable regulations, such as DFA Swap Dealer, Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution +… more
- JPMorgan Chase (New York, NY)
- …top achievers. As a Senior Associate Software Engineer within the Exotic Equity Derivative Sales and Trading Platform team, you will help promote the delivery of ... a best-in-class platform that provides intra-day pricing, workflow, hedge execution, and client connectivity for a wide range of complex financial products. You will combine strong hands-on development skills with involvement in technical design and… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... to learn new areas while supporting them. + Excellent interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise… more