- Raymond James Financial, Inc. (New York, NY)
- …calls and maintains record of inquiries, as required. + Maintains currency in sales trading practices and procedures. + Operates standard office equipment and ... Under general supervision, uses intermediate level knowledge and skills in securities trading / sales obtained through experience and/or training to assist … more
- JPMorgan Chase (New York, NY)
- …, you will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You will work closely with the business, compliance, ... business managers and registered representatives on issues involving equity research, sales and trading , broker-dealer regulatory requirements, SEC and SRO… more
- Wells Fargo (New York, NY)
- …Trading /product knowledge + Understanding of applicable rules and regulations across specific Sales and Trading business, including Volcker and Regulation W + ... Business Aligned Supervisory Support (BASS) team. This position will require basic trading product knowledge to provide expertise to key aspects of the bank's… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... $ 15 b under advisory. We are seeking an Assistant Vice President of Finance . Position Overview: The...+ Oversee the daily activities of the Fund's outsourced trading operations + Monitor cash across fund vehicles/treasury management,… more
- ManpowerGroup (New York, NY)
- …compliance aspects of a global organization. + Exposure to various areas including sales , trading , capital markets, operations, and asset management. + Develop ... a leading international bank, is seeking a Legal Administrative Assistant to join their team. As a Legal Administrative... to join their team. As a Legal Administrative Assistant , you will be part of the Legal Department… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... Join Mizuho as an Executive Assistant ! In this role you will support the...the USA + At least 5-7 years of Administrative Assistant experience within Financial Services + Prior experience supporting… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Administrative Assistant , Investment Banking, CIR **Requisition ID:** 229809 **Salary...results, in an inclusive and high-performing culture. Title: Administrative Assistant , Investment Banking, CIR (Consumer, Industrial, Retail) Global Banking… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... seeks a quantitatively oriented individual for the position of Assistant Vice President / VP. You will serve as...and balance forecast models; + Liaising with banking and trading counterparts to manage and access the modeling data… more
- Citigroup (New York, NY)
- …to large institutional clients, including the GSEs. The group works closely with mortgage trading & sales , legal, the investment bank and external deal parties. ... mortgage finance professionals and is seeking to add an Assistant Vice President to its securitization and advisory team....deal syndication with Citi's residential syndication desk, the issuer, trading & sales , and investors, + Ensuring… more
- Principal Financial Group (Albany, NY)
- …in the area. + Collaborate on the design and delivery for chatbot/ virtual assistant (AI/ML models, embedded apps, escalation logic) + Partner with design teams to ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
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