• JP Morgan Wealth Management - Vice President…

    JPMorgan Chase (Boston, MA)
    …regional employees as required by firm policy and review and resolve personal trading policy violations with Compliance and Regional Director as required ... Review middle markets, institutional, and retail customer account activity, sales practices, suitability, documents, marketing material and customers' statements to… more
    JPMorgan Chase (09/21/25)
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  • Capital Markets Chief Compliance Officer, Sr.

    Huntington National Bank (Boston, MA)
    …AML compliance with a focus on Investment Banking, Public Finance, M&A as well as Sales and Trading activities. + Oversight and Governance of OCC Rules specific ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the Compliance… more
    Huntington National Bank (09/06/25)
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