- Citigroup (New York, NY)
- The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , US Counterparty Credit Risk - Hedge Funds...that measures and monitors counterparty risk from Scotiabank GBM's trading activities with clients. The US Counterparty Credit Risk… more
- CIBC (New York, NY)
- …and conducting training on specific rules and regulations which affect the Swap Dealer sales and trading desk's daily business activities; and 6) monitoring ... sales and trading activities to ensure compliance with CIBC policies and...US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses… more
- TD Bank (New York, NY)
- …professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Associate Director , Global Capital Markets Documentation, GBM, New York,...activities and decisions. This includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance… more
- Citigroup (New York, NY)
- …and maintain a franchise and connect with key clients + Coordinate with Sales , Syndication, and other organizations across Markets and Securities Services and the ... + Coordinate with desk analysts as needed and with sales to develop the franchise and manage and mentor...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding...with business users including treasury back office, Risk, and Audit . . Servicing business user inquiries and performing ongoing… more
- SMBC (New York, NY)
- …and related risk assessments (RCSAs) of SMBC Capital Markets, Inc. (CM) supporting the Sales & Trading Vertical BCO * Support Middle and Back office functions ... (CM) interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. *...and manage SMBC Capital Markets, Inc. (CM), supporting the Sales & Trading Vertical BCO's vertical level… more
- CIBC (New York, NY)
- …group provides direct day-to-day support for CIBC's US Capital Markets business, primarily Sales and Trading , Debt Capital Markets and Corporate and Investment ... controls involving people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts to provide guidance… more