• Global Financial Crimes, Issues Management…

    MUFG (Irving, TX)
    …consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair ... the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of global Anti-Money… more
    MUFG (05/24/25)
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  • Sr Manager, Risk Management (Auto Finance)

    Capital One (Plano, TX)
    …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... In addition, this role works hand-in-hand with our Regulatory Relations, Audit and Credit Review teams to facilitate efficient regulatory examinations, audits… more
    Capital One (05/20/25)
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  • Facilities & Engineering - Compliance Specialist

    Mentor Technical Group (College Station, TX)
    …medical device safety and efficacy guidelines. With offices in Caguas, PR, Boston, MA & San Francisco , CA and we serve life sciences clients in six global ... products. + Compliance o Support the external and internal Audit Programs to be in an acceptable state of...in an acceptable state of compliance. + Responsible for audit preparations, conducting internal audits, and assisting client audits… more
    Mentor Technical Group (05/15/25)
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  • Senior Compliance Tester II - Corporate Functions

    Capital One (Plano, TX)
    …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... years of experience testing or monitoring in a compliance advisory, or audit department** **Preferred Qualifications:** + **Bachelor's degree in Audit ,… more
    Capital One (05/12/25)
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  • Sr. Manager, Compliance

    Capital One (Plano, TX)
    …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... 3 years of experience in compliance, risk management, or audit roles Preferred Qualifications: + Master's Degree or Juris...+ 7+ years of experience in compliance, risk, or audit At this time, Capital One will not sponsor… more
    Capital One (05/10/25)
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  • Senior Manager, Compliance Advisory

    Capital One (Plano, TX)
    …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam, and self identified issues and events...least 5 years of experience in compliance, legal, or audit OR at least 7 years of experience in… more
    Capital One (05/09/25)
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  • Global Financial Crimes - Sanctions & Name Screen…

    MUFG (Irving, TX)
    …consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair ... work cross-functionally with stakeholders in Risk, Technology, Compliance, and Audit to strengthen the Bank's global financial crime program. **Qualifications:**… more
    MUFG (04/30/25)
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  • Sr. Manager, Internal Reporting

    Live Nation (Houston, TX)
    …in a manner consistent with the requirements of the Los Angeles Fair Chance Ordinance, San Francisco Fair Chance Ordinance and the California Fair Chance Act and ... of monthly financials and support the internal and external audit request deliverables. WHAT THIS ROLE WILL DO +...account reconciliation variances + Assist with internal and external audit requests + Balance sheet reviews + Divisional accounting… more
    Live Nation (04/11/25)
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  • Associate, Compliance Tester

    Capital One (Plano, TX)
    …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... in compliance testing, compliance monitoring, quality assurance, control review or audit Preferred Qualifications: + Bachelor's degree in Accounting, Finance or… more
    Capital One (04/06/25)
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  • Global Financial Crimes Issues Management, Issue…

    MUFG (Irving, TX)
    …consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair ... the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop subject matter expertise regarding Issues… more
    MUFG (03/22/25)
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