- MUFG (Irving, TX)
- …(Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption) and Core Compliance, business functions, Internal Audit , Compliance Testing, and Exam & Audit ... with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance… more
- MUFG (Irving, TX)
- …familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of ... and procedures. + Support the IM Operations Regulatory & Audit Reporting Coordination Team to develop repeatable, standardized, and...of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the… more
- MUFG (Irving, TX)
- …consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair ... requires strong written and verbal skills, experience with Financial Crimes programs, internal controls and the ability to communicate effectively across all levels… more
- WTW (Dallas, TX)
- …eligible for non-qualified Deferred Compensation and Deferred Savings Plans. Pursuant to the San Francisco Fair Chance Ordinance and Los Angeles County Fair ... with ERISA regulations and other applicable federal laws. Adhere to audit protocol to ensure accuracy of documentation. **Document Production/Management:** Adhere to… more
- MUFG (Irving, TX)
- …oversight tasks associated with Financial Crimes + Build strong partnerships with Legal, Internal Audit , Operations Risk, Regulatory Affairs Office and other key ... consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair… more
- Capital One (Plano, TX)
- …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... (SSOI) reports + Prepares and assists with response to audit requests from various regulatory bodies including internal... audit requests from various regulatory bodies including internal / external auditors, SEC, FINRA, and State of… more
- US Bank (Houston, TX)
- …County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. US Bank is subject to, and conducts ... local, state and national laws (eg, zoning ordinances, Truth-in Lending, RESPA, energy audit requirements, etc.) - Ability to work independently - Ability to analyze… more
- Capital One (Plano, TX)
- …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... analytical, and platform skills to enhance the lending experience for both internal and external customers. You'll team with world-class professionals to develop and… more
- Capital One (Plano, TX)
- …including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco , California Police Code Article 49, Sections 4901-4920; New York ... 5 years of experience supporting, partnering, and interacting with internal and external business clients + At least 7...clients + At least 7 years of experience in Audit or IT Risk Management + At least 7… more
- MUFG (Irving, TX)
- …learned from regulatory findings and internally identified issues by compliance testing and internal audit . + Coordinate with Global and Regional Testing units ... consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair… more