- Raymond James Financial, Inc. (New York, NY)
- …of sanctions trends, emerging issues and necessary enhancements to the Sanctions Compliance Program. + Identifies and escalates material risks and instances ... of Sanctions regulatory requirements. + Financial markets, products, financial advisory function and investment process. + Sanctions -related controls +… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong project… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Champion a high performance ... Associate Director , Head of Latin America Liability Management **Requisition...advise clients appropriately. Responsible for the structuring, documentation preparation advisory , marketing, and execution of originated transactions. Assist in… more
- TD Bank (New York, NY)
- …and functions on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the Bank's risk appetite ... 7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/ Sanctions… more
- Mastercard (Harrison, NY)
- …being used to facilitate money laundering and terrorist financing. The Manager, Legal Compliance -Crypto, MTS will report to the Director of Digital Currency ... stablecoins, and money transfer systems. * Strong understanding of crypto compliance (AML, KYC, Sanctions , transaction monitoring, investigations), ideally… more
- MUFG (New York, NY)
- …including "one FLODCO team" attitude. + Partner with relevant teams to address risk/AML/ Sanctions compliance issues, while managing the progress of KYCs from an ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Adhere to policy requirements and timely… more
- Mizuho Corporate Bank (New York, NY)
- …partner systems and data platforms- Ensure screening platforms meet AML, KYC, and sanctions compliance requirements- Work with Legal, Risk, and Compliance ... Join Mizuho as a Screening Systems Modernization Engineer! Reporting to the Director of Compliance Technology Modernization, in this role you will serve as a… more