- Coinbase (Tallahassee, FL)
- …abreast of relevant regulatory changes or new regulatory requirements relevant to sanctions compliance to ensure timely implementation. * Engage in ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and fully supported. This role is for a Senior Sanctions Associate within Enterprise Compliance . The Coinbase… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …BSA, AML, sanctions -related laws, regulations and guidance. + CIP/CDD/EDD, sanctions , financial intelligence , transaction monitoring and SARs, including ... securities or banking industry to administer and manage an assigned AML & Financial Crimes function. Ensures monitoring and internal controls are in place to manage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills in securities, the banking industry, and/or compliance -gained through experience, specialized training, and/or certification-to implement Know ... Due Diligence ("CDD"), Enhanced Due Diligence ("EDD"), and ensure adherence to compliance and Anti-Money Laundering ("AML") rules and regulations. You will oversee… more
- Coinbase (Tallahassee, FL)
- … compliance requirements for both state and federal licenses, including AML/CFT, sanctions , and consumer compliance . The individual that assumes this role ... look for in you (ie. job requirements):* * 3-5 years of experience working in Compliance for a financial institution Strong preference for a financial … more
- Coinbase (Tallahassee, FL)
- …bias toward open, transparent cultural practices. *Nice to haves:* * Experience building compliance systems * Exposure to financial crimes compliance systems ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet… more
- JPMorgan Chase (Tampa, FL)
- …business and collaborate with various stakeholders across the Globe, ensuring regulatory compliance . You will play a pivotal role in driving operational efficiency ... measures to prioritize risk reduction, balancing false positive mitigation with regulatory compliance . + Take ownership of problems and be responsible for finding,… more
- Scotiabank (Tampa, FL)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Supports building of a ... treasury processes, simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and… more