- Raymond James Financial, Inc. (New York, NY)
- …will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ... + Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans.… more
- US Courts (Brooklyn, NY)
- …employment, sources of income, lifestyle, and associates to assess risk and compliance . They address substance abuse, mental health, domestic violence, and similar ... Officers identify and investigate violations and implement appropriate alternatives and sanctions . They are required to maintain detailed records of all case… more
- University of Rochester (Brighton, NY)
- …maintenance of and adherence to University of Rochester policies and procedures in compliance with federal and state laws. Serves as primary privacy consultant for ... of patient information. Collaborates and contributes with Chief Privacy Officer to identify, develop, implement and maintain system-wide privacy policies… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles +… more
- NBC Universal (New York, NY)
- …skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel ... within an in-house legal or compliance function. + Familiarity with compliance topics such as anti-corruption, sanctions , conflicts of interest, and… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...not limited to, Foreign Corrupt Practices Act (FCPA), Trade Controls/ Sanctions , Consumer Protection, Conflicts of Interest, Gifts and Business… more
- Capital One (New York, NY)
- …our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk ... who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate with deep...ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, strong business acumen,… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a customer focused ... to drive ambition for every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US CISO in building robust… more
- City of New York (New York, NY)
- …documentation, notify other agencies of project completion. Recommend cases for in- compliance closeout, warnings, sanctions , or other corrective actions. Prepare ... organizational groups: Contract Management, Special Projects, Contract Administration, Contract Compliance and Opportunities, Administrative Services, Purchasing Management, Payments and… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... agendas in OQA&FI geared towards monitoring the performance and compliance of Cash Assistance, SNAP, and Medicaid programs. Ensure...in error reduction, cost saving and avoidance of fiscal sanctions . - Act as internal consultant to the Agency's… more