- Wells Fargo (Newport Beach, CA)
- …of representatives (eg, financial advisors) to ensure their compliance with FINRA and SEC rules and regulations, as well as federal and state laws + Implement ... and monitor policies and procedures + Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all regulatory and firm policies + Make decisions and resolve issues regarding compliance, supervision… more
- GovCIO (Sacramento, CA)
- …and Experience + Clearance Required: Secret + 3+ years' experience with Dev/ Sec /Ops development strategies. + 3+ years' experience with Agile development processes ... and tools. + 3+ years' experience with Quality Assurance (AQ) application testing. + 3+ years' experience managing budgets and resources across multiple application projects. + Strong verbal and written communication skills. + Experience effectively managing… more
- UIC Government Services and the Bowhead Family of Companies (Sacramento, CA)
- …In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may ... legally grant certain preference in employment opportunities to UIC Shareholders and their Descendants, based on the provisions contained within The Alaska Native Claims Settlement Act. Equal Opportunity Employer/Protected Veterans/Individuals with… more
- Systems Technology Forum (Norwalk, CA)
- …Computing. Education Requirements Bachelor's Degree (preferred) Certifications CompTIA Sec + (Required), CompTIA A+/CompTIA Net+ (Desired) Clearance Requirement ... Secret Clearance Benefits and Perks At STF, we recognize that talented employees are the foundation of our success . STF provides benefits and compensation packages to help our employees meet the diverse and changing needs throughout their careers and lives.… more
- Bank of America (Walnut Creek, CA)
- …along with other requirements governed by the US Securities and Exchange Commission (" SEC ") + Obtain and/or maintain at least one firm approved designation + Possess ... and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and priorities at once + Thorough knowledge and… more
- Bank of America (Los Angeles, CA)
- …along with other requirements governed by the US Securities and Exchange Commission (" SEC ") + Obtain and/or maintain at least one firm approved designation + Possess ... and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and priorities at once + Thorough knowledge and… more
- Bank of America (Los Angeles, CA)
- …along with other requirements governed by the US Securities and Exchange Commission (" SEC ") + MBA preferred or maintain at least one firm approved designation + ... Strong leadership abilities, communication and delegation skills + Understanding of how to deliver a strong overall client experience + Thorough knowledge and understanding of the suite of Wealth Management products and services + Proven ability to manage risk… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …with broader objectives. Compliance & Risk Management + Ensure compliance with SEC , RIA, and federal/state/local requirements. + Oversee tax filings, payments, 1099 ... reporting, and coordination with third‑party preparers. + Maintain tax basis documentation and support audit readiness. + Identify and mitigate financial, operational, and investment‑related risks. + Support KYC/AML processes and maintain required… more
- Ventura County (Ventura, CA)
- …participate in any loan repayment program not requiring County contribution/participation (UAPD MOA Sec . 709). + Holidays: 13 paid days per year which includes two ... scheduled floating holidays. + Deferred Compensation: Eligible to participate in the County's 401(k) Shared Savings Plan and/or the Section 457 Plan. This position is eligible for up to a 3% match on your 401(k)contributions. + Health Insurance Plans: Medical,… more
- Meta (Menlo Park, CA)
- …completion 15. In-depth knowledge of complex global regulatory requirements (eg, GDPR, SEC , PCI-DSS, NYDFS) 16. Demonstrated ability to build strong formal and ... informal networks with key influencers and decision makers inside and outside the company 17. Experience working in integrated privacy-security environments or familiarity with unified GRC frameworks across multiple risk domains **Preferred Qualifications:**… more