- Parexel (Hartford, CT)
- …Chromatography (HPLC / UPLC) + Protein A Titer, Size Exclusion Chromatography ( SEC ), Ion Exchange Chromatography (IEX, AEX, CEX), Reverse Phase (RP), or Hydrophobic ... interaction chromatography (HIC) + Electrophoretic methods such as capillary electrophoresis sodium dodecyl sulfate (CE-SDS) and/or capillary isoelectric focusing (cIEF) + ELISA (HCP, proA) and binding potency assay + qPCR and basic molecular biology… more
- Coinbase (Hartford, CT)
- …Job Duties)* * Lead the preparation of all quarterly and annual filings with the SEC , in accordance with US GAAP and SEC regulations, including preparation of ... coordinating the review and approval of quarterly and annual SEC filings by all relevant parties, including the Disclosure...at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC… more
- Eversource Energy (East Berlin, CT)
- …senior accountant will work in a collaborative group responsible for preparation of SEC reports, including the annual report on Form 10\-K and the Quarterly Report ... statement disclosures, ensuring all reporting is in compliance with GAAP and SEC disclosure requirements\. The selected individual must possess the ability to… more
- Robert Half Finance & Accounting (New Haven, CT)
- …recommend remediation. + Ensure all audit work aligns with US GAAP, SEC reporting requirements, and SOX regulations. + Identify and assess financial, operational, ... Evaluate business processes and transactions for accuracy, reliability, and compliance with SEC filings. + Prepare and present audit reports to senior management,… more
- Trexquant Investment (Stamford, CT)
- …topics in the financial market space + Support the company's compliance with SEC regulatory requirements and industry best practices by working closely with the ... risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. + Manage legal...on the Investment Advisers Act, Securities Act, and related SEC regulatory regimes. + Deep understanding of US and… more
- NatWest Markets (Stamford, CT)
- …responsible for producing daily, weekly, and month end reporting for SEC , CFTC, andother regulatory agencies. Responsibilities + Complete or review reports ... for daily SEC 15c3-1 capital computations, FRB 2004 reports, TIC reporting,...2004 reports, TIC reporting, daily CFTC SEG calculations, weekly/monthly SEC 15c3-3 reserve formula computations and the preparation and… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …each year. CHEAPR is established by section 22a-202 (https://www.cga.ct.gov/current/pub/chap\_446c.htm# sec \_22a-202) of the Connecticut General Statutes (CGS). + The ... the state. The Board is established by section 26-27d (https://www.cga.ct.gov/current/pub/chap\_490.htm# sec \_26-27d) of the Connecticut General Statutes. + The Citizen's… more
- Deloitte (Stamford, CT)
- …aspects of an IPO/ SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + GAAP conversion from or into ... of the financial disclosures including assisting with the preparation of SEC documents + Services implementing corporate governance structures, streamlined close,… more
- Deloitte (Hartford, CT)
- …aspects of an IPO/ SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + GAAP conversion from or into ... of the financial disclosures including assisting with the preparation of SEC documents + Services implementing corporate governance structures, streamlined close,… more
- Raymond James Financial, Inc. (Hartford, CT)
- …+ Compiles operational information for internal and external auditors (eg FINRA, SEC ) with limited oversight + Plans and executes remediation efforts for any ... and procedures + Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill in:** + Creating… more
