- JPMorgan Chase (New York, NY)
- …Rules for Segregation of Regulatory Initial Margin are not cleared, FINRA 4210, and the SEC cleared repo mandate, is a must. You must have the ability to work under ... time sensitive projects and will be expected to build relationships with various groups involved internally and with counterparts at otherwise financial institutions. You must have strong interpersonal skills for this role. **Job responsibilities:** + In-depth… more
- JPMorgan Chase (New York, NY)
- …roles within the financial sector. + In-depth knowledge of FINRA, MSRB, and SEC rules and regulations. + Strong critical thinking and analytical skills to assess ... and address complex issues. + Excellent written and verbal communication skills for effective interaction with stakeholders. + Strong organizational and time management skills to handle multiple priorities. + Proven judgment and problem-resolution skills to… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. The Regulatory Reporting Policy team work closely with ... the Firmwide Regulatory Reporting & Analysis (FRRA) team, which is responsible for the execution and delivery against the Firm's regulatory reporting requirements to its US regulators (include but not limited to FR Y9-C, Call Report, FR Y-14A/Q/M, FR Y-15,… more
- SMBC (New York, NY)
- …+ Solid understanding of US compliance laws, rules and regulations (eg, FRB, SEC , FINRA, NFA, FDIC); + Strong leadership, communication, and ability to drive change ... and consensus across functions in a complex regulatory and financial environment; + Demonstrated ability to manage multiple tasks and initiatives effectively, leveraging prior project management experience, strong analytical skills, and proficiency in… more
- AITHERAS, LLC (Manhattan, NY)
- …to NYC area 3x week. Nice to Have + CCNP Enterprise/Security, PCNSE, JNCIS-ENT/ Sec , or CCIE (R&S / Enterprise). + Cisco Secure Network Analytics design experience ... (flow collector sizing, policy tuning). + Prior exposure to industrial / OT networks (NIST 800-82, Purdue Model, SCADA segmentation). + AWS or Azure Advanced Networking certification; Transit Gateway design experience. + Experience with F5 LTM/GTM or Citrix… more
- Warner Music Group (New York, NY)
- …conducting internal & external audits * Experience with flux analysis and SEC reporting * Experience performing fixed asset accounting related activities * Music ... industry experience a plus * Strong work-ethic and a self-starter who proactively seeks out new solutions * Ability to multi-task and prioritize projects working well under pressure * Detail oriented About us: As the home to 10K Projects, Asylum, Atlantic… more
- MUFG (New York, NY)
- …with a focus on advisory and policy development. + Familiarity of FINRA, SEC , NFA and CFTC rules and regulations. + Strong verbal, written and organizational ... skills. The typical base pay range for this role is between $68K to $78K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation.… more
- Evolent (Albany, NY)
- …+ Certified Coding Specialist (CCS) **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the ... application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- MUFG (New York, NY)
- …paper trade flow and all settlements throughout course of day + Work with Repo and Sec Lend desks in regards to funding/settlements of CP and UST cash trades + Work ... with Credit Risk teams throughout the course of the day monitoring trades with non-margin customers + Check for any Cxl'd and Corrected tickets to determine if any actions in the back Office system is needed. + Monitor MOCCA - Match, accept, and allocate… more
- Mizuho Corporate Bank (New York, NY)
- …Commodity Futures Trading Commission (CFTC) regulations and Securities Exchange Commission ( SEC ) rules a plus. Strong organizational and delivery skills Excellent ... written, verbal and analytical skills with the ability to express ideas in a persuasive, confident, organized, concise, clear and articulate manner Must be a self-starter, flexible, innovative, adaptive and highly motivated with a strong attention to detail.… more