- SMBC (New York, NY)
- …exchange traded products. SMBC Nikko Securities America, Inc. is an SEC -registered securities broker-dealer and member of the Financial Industry Regulatory Authority ... (FINRA) and the Municipal Securities Rulemaking Board (MSRB). These entities provide coordinated services to our corporate and institutional clients as part of the SMBC Global Markets business unit. Global Markets is searching for a Credit Risk Specialist to… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex… more
- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices ... in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry… more
- JPMorgan Chase (Brooklyn, NY)
- …and partner to stakeholders across the firm, including Investor Relations, SEC Reporting, Loss Forecasting, Controllers, Firmwide Economic Scenarios & Analytics ... (FESA), Lines of Business, and colleagues within Risk Management & Compliance. **Required Qualifications, Capabilities, and Skills** + Mimimum 6 years of experience in Finance, Accounting, Financial reporting, or related fields. + Strong analytical and… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory oversight process as it related to FRB, CFTC, FINRA, NFA, SEC , and other US regulators.*Established track record of developing and maintaining ... relationships with stakeholders throughout an organization, with the ability to establish and lead working groups and committees.*Experience in review of regulations related to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank… more
- Kyndryl (New York, NY)
- …(see below more) + Insights into regulatory frameworks (eg, Basel III, SEC , FINRA, etc.) to help clients navigate compliance challenges + Deep understanding ... of trends in capital markets, including market structure changes, ESG investing, digital assets, and fintech innovations. + In depth experience in front-to-back operations, leveraging emerging technologies like AI, blockchain, and cloud computing. + Prior… more
- JPMorgan Chase (New York, NY)
- …Act accounting, must be a subject matter expert in all aspects of SEC reporting obligations for private credit interval funds. + A thorough understanding of ... hedge fund accounting, financial & tax reporting and fund administration + Excellent communication skills, both written and oral, including the ability to interact with all levels of the organization + Strong problem solving, analytical, and decision-making… more
- Tompkins Community Bank (Ithaca, NY)
- …examiners. + Assist in quarterly preparation of financial reports for regulatory and SEC reporting as well as in the annual budgeting process. + Provide ... recommendations for improvement of day to day accounting processes. + All other duties as assigned. Qualifications + An Associate's Degree or equivalent experience. + Minimum of two (2) years' accounting experience. Related banking experience is preferred. +… more
- Palo Alto Networks (New York, NY)
- …Architecture Offerings in the areas of next generation security, cloud, and sec ops transformation. The healthcare architect should be very knowledgeable of the ... key industry use cases, and also the full palo alto networks suite of offerings. The healthcare architect will be responsible for being a strategic and technology advisor to drive adoption and sales for Palo Altos most strategic healthcare provider clients.… more
- Evolent (Albany, NY)
- …###@evolent.com for further assistance.** **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of ... the application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more