- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy ... team, you will provide Firmwide guidance, assist with the interpretation of regulatory reporting rules and instructions, support our internal stakeholders to ensure the Firm's compliance with reporting requirements, establish the framework for and deliver… more
- Mizuho Corporate Bank (New York, NY)
- …compliance technology. Deep understanding of financial regulations and industry standards ( SEC , FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and ... surveillance capabilities. + Streamlined compliance processes and reduced manual intervention. + Successful support of compliance technology projects within budget and timeline. The expected base salary ranges from $111,000-$165,000. Salary offers are based on… more
- Evolent (Albany, NY)
- …###@evolent.com for further assistance.** **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of ... the application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- Evolent (Albany, NY)
- …knowledge of GAAP also **preferred** **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the ... application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- MTA (New York, NY)
- …communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board ... (MSRB) processes. + Responsible for all content on the MTA Investor Information web pages and ensure new and updated information is posted timely. The MTA website is a critical destination for members of the investment community seeking the voluminous… more
- JPMorgan Chase (New York, NY)
- …emergent daily trading questions + Stay current and advise on regulatory updates ( SEC , NFA, DOL, etc.) impacting our business + Oversee and review principal trading ... and the investor trade consent process + Manage Expert Networks, including chaperoning calls when applicable + Monitor data rooms for usage and MNPI control **Required qualifications, capabilities, and skills** + **Experience:** Minimum of 5 years of relevant… more
- KeyBank (Albany, NY)
- …apply financial needs analysis and asset allocation concepts. *Strong knowledge of SEC & FINRA rules & regulations **Competencies / Skills** *Excellent communication ... skills, verbal and written. Confident public speaker. *Strong decision-making skills *Ability to work independently, with good organizational skills. *Relationship building and maintenance skills. Demonstrated ability to collaborate effectively with multiple… more
- Evolent (Albany, NY)
- …or in a team environment. **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application ... process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all employees have the… more
- Evolent (Albany, NY)
- …visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the ... application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- SMBC (White Plains, NY)
- …+ Ensure compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/ SEC expectations, and internal audit standards + Conduct governance reviews and ensure ... accurate project reporting, maintaining up-to-date data suitable for senior management oversight **Qualifications and Skills** + 12+ years of experience in program or portfolio management, with experience in regulatory compliance, and enterprise… more