- Evolent (Albany, NY)
- …visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the ... application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- JPMorgan Chase (New York, NY)
- …all relevant legal and regulatory matters, including relevant securities laws and the SEC 's Municipal Advisor Rule, fair access and related issues. + Serve on both ... the Public Finance underwriting commitments committee and engagements committee. + Review and negotiate certain agreements related to bond underwritings, tenders, exchanges, private placements and direct purchases, such as bond purchase agreements, dealer… more
- Unity Technologies (New York, NY)
- …including: + Lead Unity's public company compliance obligations including preparing SEC disclosure documents, including periodic and current reports, and proxy ... statements. + Provide securities law advice and compliance guidance for earnings releases, investor materials,management presentations and other communications + Partner with the CFO organization, including Accounting, Finance, Investor Relations, Tax and… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC , Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... maximize their performance in today's financial markets. We trade the US Equity Markets only. Our proprietary traders focus primarily on technical analysis to develop their trading strategies. By utilizing multiple time-frames, our traders exercise position,… more
- Grant Thornton (New York, NY)
- …or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting, transaction advisory services or mergers and acquisitions + Purchase price ... allocation valuation experience + Technical background including fair value experience + Ability to manage multiple priorities and simultaneous projects in a rapidly growing practice + Demonstrated leadership, business development, recruitment, training, and… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... + Technology & Automation: Collaborate with Technology teams and the CDO to enhance data pipelines, improve data validation processes, and create monitoring tools to detect anomalies in surveillance data. + Cross-Functional Leadership: Partner with Compliance,… more
- TD Bank (New York, NY)
- …rules and regulations with the ability to assess firm impact. Specifically, FINRA, SEC , CFTC, NYSE, FED and OCC. + Excellent oral and written communication skills. ... + Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of… more
- Evolent (Albany, NY)
- …or healthcare services is required. **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the ... application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all… more
- Evolent (Albany, NY)
- …we'd love to hear from you! **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application ... process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical Requirements:** We require that all employees have the… more
- Meta (New York, NY)
- …internal constituencies 22. Thorough knowledge of Reg FD and other SEC disclosure rules and regulations **Preferred Qualifications:** Preferred Qualifications: 23. ... Investor relations work experience within a public fast-growing, consumer-oriented technology company **Public Compensation:** $169,000/year to $241,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is proud to be an Equal… more