- CUNY (New York, NY)
- …physician meets all legal requirements for collaboration as defined in Education Law Sec .6902. If the college elects to use an existing collaborating physician, the ... PHYSICIAN MUST MEET ALL LEGAL REQUIREMENTS FOR SUPERVISION AS DEFINED IN EDUCATION LAW SEC . 6902. IN THE EVENT THAT THE PHYSICIAN IS RETAINED ON CONTRACT, THE… more
- Grant Thornton (New York, NY)
- …carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation of pro-forma financial ... + Analytical and technical skills including proficiency in US GAAP, SEC reporting rules and standards, accounting transactions, or mergers and acquisition… more
- MetLife (New York, NY)
- …exchange, pensions, stock compensation, mergers & acquisitions, goodwill, tax and SEC reporting and planning and projections. * Identifying and assessing technical ... experience, including experience across global insurance industry practices, as well as SEC , US GAAP, US Statutory, and IFRS requirements. * Demonstrated ability to… more
- Mastercard (Harrison, NY)
- …used by executive management to present quarterly earnings results. * Review SEC reporting footnotes and disclosures involving activities of Corporate Treasury to ... project deliverables * Proficiency with researching accounting literature including FASB, SEC , AICPA, tax expertise a plus Mastercard is a merit-based, inclusive,… more
- BlackRock (New York, NY)
- …applicable rules and regulations, in particular FINRA Rule 2210 and the SEC Investment Adviser Marketing Rule. **Key Responsibilities:** This individual will be part ... matter expert with respect to guidance under the Advisers Act including the SEC Marketing Rule and other rules and regulations related to marketing and investor… more
- M&T Bank (Buffalo, NY)
- …and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well ... general ledger entries, adherence to generally accepted accounting principles, SEC disclosure requirements, and bank regulatory requirements.May be required to… more
- Lincoln Financial (Albany, NY)
- …for the General Account Invested Assets on a Statutory, GAAP (specifically SEC reporting), Management and Tax basis and assisting with performing and documenting ... You will specifically be responsible for the investment disclosures for LFG's SEC reporting (10K and 10Q Investment related footnotes and disclosures) and Statutory… more
- Marex (New York, NY)
- …+ Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, Various Securities Exchanges, and other applicable regulatory organizations. + ... regulations with the ability to assess firm impact. Specifically, FINRA, SEC , Various Securities Exchanges, Options Clearing Corp. and other Self-Regulatory… more
- Marex (New York, NY)
- …process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, MSRB, and other regulatory rules and regulations. + Adhere to ... rules and regulations with the ability to assess firm impact. Specifically, SEC , FINRA, MSRB, and other regulatory organizations. + Excellent understanding of US… more
- City National Bank (New York, NY)
- …CNB colleagues to process employee stock option trades and trades pursuant to SEC 10B5-1 Sales plans. * Work with National Financial Services on restricted stock ... equities, mutual funds, margin accounts, and options required. * Knowledge of SEC and FINRA rules and regulations required. * Excellent verbal/written communication… more