- MUFG (New York, NY)
- …paper trade flow and all settlements throughout course of day + Work with Repo and Sec Lend desks in regards to funding/settlements of CP and UST cash trades + Work ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative… more
- Mizuho Corporate Bank (New York, NY)
- …Commodity Futures Trading Commission (CFTC) regulations and Securities Exchange Commission ( SEC ) rules a plus. Strong organizational and delivery skills Excellent ... that will be communicated to you as part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world… more
- SMBC (New York, NY)
- …in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in ... exchange traded products. SMBC Nikko Securities America, Inc. is an SEC -registered securities broker-dealer and member of the Financial Industry Regulatory Authority… more
- JPMorgan Chase (New York, NY)
- …Act accounting, must be a subject matter expert in all aspects of SEC reporting obligations for private credit interval funds. + A thorough understanding of ... opportunity employer and place a high value on diversity and inclusion at our company . We do not discriminate on the basis of any protected attribute, including… more
- Evolent (Albany, NY)
- …history of a major disciplinary or legal action by a state medical board **To company with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity ... verification may be required as part of the application process. This is collected for compliance and security purposes and only reviewed if an applicant advances to the final interview state. Reasonable accommodations are available upon request.** **Technical… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy ... opportunity employer and place a high value on diversity and inclusion at our company . We do not discriminate on the basis of any protected attribute, including… more
- Mizuho Corporate Bank (New York, NY)
- …compliance technology. Deep understanding of financial regulations and industry standards ( SEC , FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and ... that will be communicated to you as part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world… more
- KeyBank (Albany, NY)
- …apply financial needs analysis and asset allocation concepts. *Strong knowledge of SEC & FINRA rules & regulations **Competencies / Skills** *Excellent communication ... compensation and deferred incentive compensation subject to individual and company performance **Attachments** Please click here (http://www.key.com/kco/images/Key\_Benefit\_Eligibility\_Chart.pdf) for a… more
- Evolent (Albany, NY)
- …to systematically inform marketing, product, and operational counterparts across the company . Drive customer and market segmentation insights through research and ... visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- Evolent (Albany, NY)
- …to systematically inform marketing, product, and operational counterparts across the company + Refine product messaging to ensure strong product-market fit alignment ... visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more