- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager ( SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... Assist with regulatory compliance, including filings of regulatory forms (NFA/ SEC ) + Assist with investor reporting preparation and ad-hoc...to you as part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th… more
- Lincoln Financial (Albany, NY)
- …for the General Account Invested Assets on a Statutory, GAAP (specifically SEC reporting), Management and Tax basis and assisting with performing and documenting ... You will specifically be responsible for the investment disclosures for LFG's SEC reporting (10K and 10Q Investment related footnotes and disclosures) and Statutory… more
- Marex (New York, NY)
- …trading and assigned business line queries. + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, Various Securities Exchanges, ... the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating highest… more
- Marex (New York, NY)
- …services for US Broker Regulatory Reporting process. + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, MSRB, and other ... the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating highest… more
- Colgate-Palmolive (New York, NY)
- …Number #167978 - New York, New York, United States **Who We Are** Colgate-Palmolive Company is a global consumer products company operating in over 200 countries ... world, making us a household name! Join Colgate-Palmolive, a caring, innovative growth company reimagining a healthier future for people, their pets, and our planet.… more
- Compass Group, North America (Rochester, NY)
- …a regular cadence of communication and elevated levels of execution. + Each SEC leads the culinary strategy development and deployment for a designated group of ... on business imperatives. + We love growth - the SEC role has frequent involvement in touring and scoping...achieve this goal, you will have access to the company 's deep group of experts in supply chain, menu… more
- PVH Corp. (New York, NY)
- …team members, External Reporting team members, Total Reward team members on SEC filings through Workiva. + Preparation and distribution of blackout/trading window ... Board portal desired + Experience with Workiva or other SEC reporting platform + Notary Public license in New...firm or corporate environment is required \#LI-LS2 \#LI-Hybrid **The Company will not sponsor applicants to this position for… more
- OTC Markets Group Inc (New York, NY)
- …employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, ... who wants to make an impressive impact at a company known for its reputation on quality and achievement....Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a… more
- Snap Inc. (New York, NY)
- Snap Inc (https://www.snap.com/en-US/) is a technology company . We believe the camera presents the greatest opportunity to improve the way people live and ... in the moment, learn about the world, and have fun together. The Company 's three core products are Snapchat (https://www.snapchat.com/) , a visual messaging app that… more
- CIBC (New York, NY)
- …CIBC World Markets Corp., but may also support other affiliated entities within the company including, but not limited to, the parent bank swap dealer. **How You'll ... + Develop, perform and document risk-based test objectives to evaluate the company 's adherence to policies, procedures, SRO requirements, and state and federal laws… more