• Capital Markets Compliance Examination Specialist

    CIBC (New York, NY)
    …CIBC World Markets Corp., but may also support other affiliated entities within the company including, but not limited to, the parent bank swap dealer. **How You'll ... + Develop, perform and document risk-based test objectives to evaluate the company 's adherence to policies, procedures, SRO requirements, and state and federal laws… more
    CIBC (08/21/25)
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  • Manager, Accounting

    Mastercard (Harrison, NY)
    …used by executive management to present quarterly earnings results. * Review SEC reporting footnotes and disclosures involving activities of Corporate Treasury to ... accounting firm or similar technical accounting experience in a large public company * Derivative and hedge accounting experience preferred * Strong project… more
    Mastercard (08/08/25)
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  • Financial Analyst II - Regulatory Reporting…

    M&T Bank (Buffalo, NY)
    …and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well ... general ledger entries, adherence to generally accepted accounting principles, SEC disclosure requirements, and bank regulatory requirements.May be required to… more
    M&T Bank (08/08/25)
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  • Financial Analyst I - Controller General…

    M&T Bank (Buffalo, NY)
    …and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well ... general ledger entries, adherence to generally accepted accounting principles, SEC disclosure requirements, and bank regulatory requirements. + Display foundational… more
    M&T Bank (07/31/25)
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  • Fund Operations Manager

    Janus Henderson Investors (New York, NY)
    …necessary for trading access (eg, rate and/or equity futures and options) + SEC filings + Establishing all necessary cash accounts (some are tri-party with MRA/repo ... + Tracking fund financials, expenses, and reimbursements Compliance + SEC filings and audited financial statements + Developing written...profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on … more
    Janus Henderson Investors (07/29/25)
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  • Associate, Investor Access

    OTC Markets Group Inc (New York, NY)
    …employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, ... who wants to make an impressive impact at a company known for its reputation on quality and achievement....Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a… more
    OTC Markets Group Inc (07/23/25)
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  • VP, Sales and Business Development Lead- Market…

    OTC Markets Group Inc (New York, NY)
    …employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, ... who wants to make an impressive impact at a company known for its reputation on quality and achievement....Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a… more
    OTC Markets Group Inc (06/25/25)
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  • Accounting Advisory Manager

    Grant Thornton (New York, NY)
    …carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation of pro-forma financial ... you will have the support you need to thrive + Representing the company at recruiting and professional networking events + Building your technical and professional… more
    Grant Thornton (08/13/25)
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  • Director - Compliance (Regulatory Change…

    American Express (New York, NY)
    …frameworks applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC , etc.) + Experience ... Express. The Finance organization drives performance while upholding the Company 's commitment to regulatory compliance and financial integrity through strategic… more
    American Express (08/11/25)
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  • Corporate Controller

    Echelon Supply & Service (Liverpool, NY)
    …and maintaining a system of internal controls that will ensure that company assets are adequately safeguarded and that all financial reporting is prepared ... in compliance with all financial policies, SEC requirements and US GAAP. Duties and Responsibilities | Oversees the general accounting function, which includes… more
    Echelon Supply & Service (08/21/25)
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