- Marex (New York, NY)
- …and exploiting opportunities to automate quality control + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, NFA, CFTC and ... framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model...highest level standards of integrity and conduct and reflecting Company Values. + At all times complying with Marex's… more
- Marex (New York, NY)
- …that may be developed from time to time. + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable ... framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model...highest level standards of integrity and conduct and reflecting Company Values + At all times complying with Marex's… more
- Marex (New York, NY)
- …order to improve efficiencies and Compliance reporting. + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, NFA, CFTC and ... framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model...highest level standards of integrity and conduct and reflecting Company Values. + At all times complying with Marex's… more
- Marex (New York, NY)
- …resolve settlement and corporate action related breaks. + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, NFA, CFTC and ... framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model...highest level standards of integrity and conduct and reflecting Company Values. + At all times complying with Marex's… more
- Marex (New York, NY)
- …accounts with correspondent banks and funding banks + Ensuring compliance with the company 's regulatory requirements under the SEC , FINRA, NFA, CFTC and other ... framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model...highest level standards of integrity and conduct and reflecting Company Values. + At all times complying with Marex's… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of anecdotal information, ensure executive compensation programs align with company strategy, shareholder interests, and market practices + Directly responsible ... and nonexecutives globally, resulting in recommendations for strategic changes to the Company 's LTI programs + Work with Compensation Team, Talent Acquisition, HRBPs… more
- KeyBank (New York, NY)
- …Syndicate or Investment Banking groups on security offerings and underwriting.Interviewing company executives or industry leaders to develop and maintain sources of ... information in preparation of analyses.Maintaining company databases using spreadsheet and database software. + **About the Business** :KeyBanc Capital Markets… more
- CBRE (Albany, NY)
- …Facilitates review and approval of capex projects in accordance with the company approval guidelines and capital request processes as well as acquisition earn-outs ... Leads by example and models behaviors that are consistent with the company 's values. **QUALIFICATIONS** To perform this job successfully, an individual must be… more
- Conifer Realty LLC (Rochester, NY)
- …and timely attendance records of ALL team members daily. + Adhere to all Company personnel directives as per the manual of policies and procedures. + Market and ... transactions of the property + Adhere to all appropriate Company accounting directives, including but not limited to: +...in affordable housing. + Compliance experience or knowledge (LIHTC, HUD- Sec . 8, RD, others) strongly preferred. + Minimum 1+… more
- Humana (Albany, NY)
- …operations. **Key Responsibilities** + Lead the preparation, review, and analysis of the company 's quarterly and annual income tax provisions under ASC 740 and SSAP ... GAAP and statutory accounting principles. + Oversee tax-related disclosures in SEC filings (10-Q, 10-K) and statutory financial statements, including footnotes and… more