- Neuberger Berman (New York, NY)
- …ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...and until paid and may be modified at the Company 's sole discretion, consistent with the law.** _Neuberger Berman… more
- Neuberger Berman (New York, NY)
- …ad-hoc requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...and until paid and may be modified at the Company 's sole discretion, consistent with the law.** _Neuberger Berman… more
- UIC Government Services and the Bowhead Family of Companies (New York, NY)
- …pass an in-house, online, driving course to be authorized to drive for company purposes. UIC is an equal opportunity employer. We evaluate qualified applicants ... In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may… more
- SMBC (New York, NY)
- …in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...of US compliance laws, rules and regulations (eg, FRB, SEC , FINRA, NFA, FDIC); + Strong leadership, communication, and… more
- JPMorgan Chase (Brooklyn, NY)
- …and using your expert judgment to solve real-world challenges that impact our company , customers, and communities. Our culture in Risk Management & Compliance is all ... partner to stakeholders across the firm, including Investor Relations, SEC Reporting, Loss Forecasting, Controllers, Firmwide Economic Scenarios &...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
- JPMorgan Chase (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Risk Management and Compliance is ... questions + Stay current and advise on regulatory updates ( SEC , NFA, DOL, etc.) impacting our business + Oversee...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
- Evolent (Albany, NY)
- …+ Identify and recruit top talent to expand the team as the company grows. + Conduct regular performance reviews, provide feedback, and create development plans ... in a team-oriented environment. **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- JPMorgan Chase (Brooklyn, NY)
- …the Sarbanes-Oxley Act, the 2013 COSO framework, NIST, COBIT, SOC, DCAM, and SEC guidance for management's assessment of internal controls over financial reporting + ... opportunity employer and place a high value on diversity and inclusion at our company . We do not discriminate on the basis of any protected attribute, including… more
- Wells Fargo (New York, NY)
- …of statistic and mathematical modeling + Basic knowledge and understanding of SEC , FINRA and international regulations + Strong knowledge of core computer science ... establishes those disciplines as critical to the success of our customers and company . They are accountable for execution of all applicable risk programs (Credit,… more
- CBRE (New York, NY)
- …carbon regulations and building performance standards (eg, NYC LL97, SEC climate rules, Sustainable Finance Disclosure Regulation) and operationalize protocols, ... prospective employees and recognizes how every employee contributes to our company 's success. CBRE provides reasonable accommodations in job application procedures… more