- Robert Half Management Resources (Dover, DE)
- Description We are looking for an experienced SEC Reporting Analyst to join our team in Dover, Delaware. This is a long-term contract position ideal for someone ... in financial reporting. The role involves preparing and analyzing financial data , ensuring compliance with regulatory standards, and supporting critical… more
- Guardian Life (Dover, DE)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Raymond James Financial, Inc. (Dover, DE)
- …support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered for candidates with ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Norstella (Dover, DE)
- …process gaps, lead optimization initiatives, and ensure all work adheres to ethical data handling and best practices in compliance + Assist with development ... Senior Analyst II, Domain (Clinical & Commercial Development) Company:...Norstella is a premier and critical global life sciences data and AI solutions provider dedicated to improving patient… more
- Motion Recruitment Partners (New Castle County, DE)
- AML Investigation Analyst / SAR Writer New Castle County, Delaware **Hybrid** Contract $31/hr - $34/hr Grow your career with an innovative global bank in New Castle, ... DE as an AML Investigation Analyst with strong end-to-end investigation and SAR writing experience....The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC , FINRA, FRB, FinCEN requirements, and SAR requirements. +… more
- Motion Recruitment Partners (New Castle, DE)
- AML Analyst New Castle, Delaware **Hybrid** Contract $31/hr - $33/hr Grow your career as an AML SAR Writer with an innovative global bank in New Castle, DE. Contract ... Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC , FINRA, FRB, FinCEN requirements, and SAR requirements. + General understanding of… more