- Athene (West Des Moines, IA)
- …adhere to US GAAP requirements, including review of disclosure checklists to ensure compliance + Research and interpret SEC and US GAAP accounting disclosure ... our various locations. Purpose: This role reports to the SEC Reporting Director and works independently with peers and...related disclosures + Coordination and review of financial statement data to parent company for inclusion in the parent… more
- Guardian Life (Des Moines, IA)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Athene (West Des Moines, IA)
- …Senior Data Governance Analyst is a key leader in advancing enterprise data governance, ensuring data quality, compliance , AI data readiness and ... governance frameworks that enable trusted, well-documented, and ethically managed data across the organization. The Sr Analyst ... data governance framework, and processes to ensure data integrity, consistency, and compliance . + Drive… more
- Raymond James Financial, Inc. (Des Moines, IA)
- …support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered for candidates with ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- First National Bank of Omaha (IA)
- …FINRA / SEC regulations application to role **(Ongoing)** + Complete compliance continuing education + Ensure adherence to Northland compliance requirements ... in the Public Finance investment banking group as lead analyst on deal analytics, disclosure and offering documents, and...process documents + Maintain awareness on the Capital Markets compliance and regulatory environment (eg NASD, SEC )… more
- Norstella (Des Moines, IA)
- …process gaps, lead optimization initiatives, and ensure all work adheres to ethical data handling and best practices in compliance + Assist with development ... Senior Analyst II, Domain (Clinical & Commercial Development) Company:...Norstella is a premier and critical global life sciences data and AI solutions provider dedicated to improving patient… more