- JPMorgan Chase (New York, NY)
- …TCIO Recovery and Resolution, Corporate and Investment Banking Credit Business Analyst , Risk Management Consulting - Consultant Capital Markets, Risk Management ... Consulting - Consultant Capital Market, Risk Management Consulting - Analyst , or related occupation. Skills Required: This position requires experience with the… more
- Lumen (Albany, NY)
- …+ Significant public company experience and in-depth knowledge of public company financial reporting rules and regulations. + Prior practice and experience ... Main Responsibilities** Regulatory Compliance and Governance: + Prepare and review SEC filings, including proxy statements, Section 16 filings, and periodic and… more
- TD Bank (New York, NY)
- …accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep ... expertise in financial markets, data governance, trade surveillance systems, and regulatory...guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the… more
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