- JPMorgan Chase (New York, NY)
- …wealth management services, empowering individuals, families, and foundations to achieve their financial aspirations. As a Supervisory Manager in Chase Wealth ... managing client assets worth $4 trillion. As a Supervisory Manager , you will be at the forefront of guiding...you will be at the forefront of guiding our Financial Advisors, ensuring adherence to regulatory obligations and managing… more
- JPMorgan Chase (Pittsford, NY)
- Join JPMorgan Chase & Co., a global leader in financial services with assets of $2.6 trillion, and be part of a team that makes a real difference every day. As a ... recognized and valued. As a Chase Wealth Management Supervisory Manager in the CWM Field Supervisory team, you will...Excel, Word, and PowerPoint, for effective data analysis and reporting . + Ability to work outside business hours and… more
- Mastercard (Harrison, NY)
- …support with moderate to complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with ... businesses and governments realize their greatest potential._ **Title and Summary** Manager , Technical Accounting Overview: The Manager , Technical Accounting… more
- KeyBank (NY)
- …44144 **ABOUT THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including ... address regulatory expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager ( SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... + Manage the annual preparation and issuance of the financial statements + Monitor and advise on fund tax...Assist with regulatory compliance, including filings of regulatory forms (NFA/ SEC ) + Assist with investor reporting preparation… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... annual, N-PORT, N-CEN and N-CSR + Review daily NAVs, monthly/quarterly financial reporting process, including close packages, allocations, waterfalls, and… more
- Neuberger Berman (New York, NY)
- …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...requests from senior management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:**… more
- Neuberger Berman (New York, NY)
- …+ Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + ... from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** :...Strong understanding of accounting theory and fund accounting and financial reporting + 8 - 12 years… more
- Insight Global (New York, NY)
- …Application Management (MAM). Experience must align with compliance standards such as SEC , FINRA, SOX, and GLBA. Experience with integrations into Microsofts O365 ... (EMM) Expertise- Deep experience with Microsoft Intune, MobileIron, Microsoft Endpoint Manager , and mobile device compliance policies. - Security and Compliance… more