- UIC Government Services and the Bowhead Family of Companies (Albany, NY)
- **Overview** **Program Manager (LMOPS-2025-24367):** Bowhead seeks a Program Manager to provide leadership and contract management support across multiple ... supporting logistics, transportation, and warehouse services. It is preferred that this Program Manager will work out of our Huntsville, AL office but remote work is… more
- Ankura (Lexington, NY)
- …with the PCAOB, SEC , or other regulators on auditing, accounting, financial reporting , and independence matters. You will also have the opportunity ... and interpretation of Generally Accepted Accounting Principles ("GAAP"), International Financial Reporting Standards ("IFRS"), International Auditing Standards… more
- Raymond James Financial, Inc. (New York, NY)
- …industry compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities ... necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and other operations/ middle office… more
- M&T Bank (Buffalo, NY)
- …institution at senior manager /director level CPA/CFA certifications Experience in financial reporting and application of technical accounting rules related ... for M&T Bank. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance...to financial services industry. FASB/ SEC /Regulatory accounting/ reporting … more
- Neuberger Berman (New York, NY)
- …**Responsibilities:** + Member of the finance team responsible for the accounting and financial reporting oversight for Pre IPO equity and credit funds + ... from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** :...Strong understanding of accounting theory and fund accounting and financial reporting + 5 - 8 years… more
- Monro Muffler/Brake (Fairport, NY)
- …Staff Accountant will work through the Director of Technical Accounting and External Reporting and works closely with the senior leadership and Investor Relations as ... Essential Duties & Responsibilities: + Preparation and coordination of financial filings, including the annual Form 10-K, 401K and...including the annual Form 10-K, 401K and pension plan reporting , and quarterly Form 10-Q reporting . +… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- JPMorgan Chase (New York, NY)
- …This position will have another attorney covering the Public Finance business reporting into it. You will collaborate with banking, markets, regulatory and other ... can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we… more
- TD Bank (New York, NY)
- …accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep ... expertise in financial markets, data governance, trade surveillance systems, and regulatory...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Guardian Life (Albany, NY)
- …on other department projects and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations ... environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more