- TD Bank (West Palm Beach, FL)
- …regulations and Firm policies related to all business activities (eg, OCC, SEC , FINRA etc.); ensures all Continuing Education requirements are attained + Responsible ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Guardian Life (Tallahassee, FL)
- …environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as ... **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance… more
- UIC Government Services and the Bowhead Family of Companies (Avon Park, FL)
- …the following, rated aircrew, Joint Terminal Attack Controller (JTAC), Air Battle Manager (ABM), Enlisted Terminal Attack Controller (ETAC) or Air Traffic Controller ... In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may… more
- Herc Rentals (Bonita Springs, FL)
- …concepts and broad experience in tax accounting, tax compliance, US GAAP and SEC reporting and Sarbanes Oxley requirements + Proficient in Microsoft Office (Excel, ... **Nearest Major Market:** Fort Myers **Nearest Secondary Market:** Cape Coral **Job Segment:** CPA, Accounting, Compliance, Manager , Tax, Finance, Legal, Management more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and coordinates training with other compliance activities. + Functions as Project Manager for the CMA Business Unit Compliance teams, determining scope and ... compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities regulatory… more
- Carnival Cruise Line (Miami, FL)
- …Questionnaires and UK Emolument Forms. + Assist with the preparation and review SEC and other regulatory filings, including Forms 10-Ks, 10-Qs, 8-Ks, S-3 and S-8s. ... at the employee's discretion. + Vacation Time - All full-time employees at the manager and below level start with 14 days/year; director and above level start with… more
- MUFG (Tampa, FL)
- …and identify risk + Collaborate with development, DevOps and App Sec teams to understand application architectures and identify potential security risks ... as Certified Information System Auditor (CISA), Certified Information Systems Manager (CISM), Certified Information Systems Security Professional (CISSP). + Ability… more
- GovCIO (Tallahassee, FL)
- …and Experience + Clearance Required: Secret + 3+ years' experience with Dev/ Sec /Ops development strategies. + 3+ years' experience with Agile development processes ... + During the Interview Process + Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on + A valid photo ID must be… more