- Warner Music Group (New York, NY)
- …that retains the creative spirit of a nimble independent. **Job Title:** ** Manager , External Reporting** This position is responsible for overseeing the external ... (10-K, 10-Q, etc.) in accordance with US GAAP and SEC reporting requirements. + Ensure compliancewith all applicable ...SEC reporting requirements. + Ensure compliancewith all applicable SEC and other reporting regulations + Become a superuser… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... the business as usual execution of the CFTC Swap Dealer, SCUSA FCM, and SEC + Security-Based Swap Dealer ("SBSD") compliance programs, + advisory coverage of the… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC /FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... dealer operations and SEC /FINRA regulations. If you have dealt with trading intricacies...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. ... The Surveillance Quality Assurance Manager will help lead a specialized function responsible for...the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and industry… more
- Mastercard (Harrison, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Manager , Accounting Overview: Serves as a key contact with respect to ... used by executive management to present quarterly earnings results. * Review SEC reporting footnotes and disclosures involving activities of Corporate Treasury to… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... marketplaces, is seeking a VP, Senior Investor Relations Success Manager to join our Corporate Services team. Since this...Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a… more
- Colgate-Palmolive (New York, NY)
- …talents and drive impactful solutions. We are seeking an experienced and driven Manager /Senior Manager to join our Financial Reporting and Technical Accounting ... are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive...accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes + Strong technical… more
- Mastercard (Harrison, NY)
- …and governments realize their greatest potential._ **Title and Summary** FX Manager , Corporate Treasury Overview: Corporate Treasury is hiring a manager ... technical accounting, settlements, and product) with FX analysis * Review SEC disclosures related to foreign currency derivatives * Sarbanes-Oxley controls; support… more
- Meta (Albany, NY)
- **Summary:** At Cross-Meta Security (X- Sec ) our mission is to protect the company, our community, and its data while empowering safe innovation. Within X- Sec , ... every organization in the company. **Required Skills:** Software Engineering Manager - Surface Coverage Responsibilities: 1. Collaborate with various functions,… more
- Janus Henderson Investors (New York, NY)
- …your own, we would love to hear from you! Your opportunity The Fund Operations Manager serves as the primary point of contact and dedicated liaison for many of the ... necessary for trading access (eg, rate and/or equity futures and options) + SEC filings + Establishing all necessary cash accounts (some are tri-party with MRA/repo… more