- Deloitte (Jericho, NY)
- …we have the career opportunity to keep you buzzing! Work You'll Do: As a Manager on our Strategic Partnership Solutions team you will: + Refine your skillset with ... external counsel, underwriters, client executives, and capital market professionals through the SEC public filing process. + Assist our client with public offering… more
- Ankura (Lexington, NY)
- …Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants, including many former audit firm ... partners, standard-setters, and other regulatory officials from the PCAOB, SEC , and Financial Accounting Standards Board (FASB). Our team provides insights into the… more
- GE Aerospace (Schenectady, NY)
- …**Desired Characteristics** + Knowledge and understanding of dynamic US Customs regulations ( Sec 232, Foreign Trade Zones, IEEPA, Duty Drawback) and global customs ... regulations + Proficient in Microsoft applications and other analytics tools (Alteryx, Spotfire, Tableau) + Strong Oral and written communication skills + Skilled in supplier management + Demonstrated ability to analyze and resolve problems The salary range… more
- Raymond James Financial, Inc. (New York, NY)
- …compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities regulatory ... agencies. + Concepts, practices and procedures used in the securities industry. + Principles of finance and securities industry operations. + Financial markets and products. **Advanced Skill in:** + Planning and scheduling work to meet regulatory… more
- Tradeweb (New York, NY)
- …adhoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of ... real-time and monthly forecasting + Decision support for general corporate finance projects + Develop presentations for board and operating committee materials + Communicate financial information in a concise and accessible manner to non-finance personnel and… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Compiles operational information for internal and external auditors (eg FINRA, SEC ) with limited oversight + Plans and executes remediation efforts for any ... identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst...+ Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill… more
- HCR Home Care (Rochester, NY)
- …all new interim orders before they are sent to physician. Notify Clinical Manager /Regional Director if unable to approve the order. + Assure orders are written ... and email clinician to review and n otify case manager and physician , as appropriate . + En...information regarding all telephone calls into the coordination notes sec tion of HCHB. + N otify staff ,… more
- Neuberger Berman (New York, NY)
- …ad-hoc requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or ... Ability to act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and Microsoft Office… more
- M&T Bank (Buffalo, NY)
- …for M&T Bank. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management ... or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting and application… more
- TD Bank (Brooklyn, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more