• Investment Analytics & Trade Monitoring…

    City National Bank (New York, NY)
    INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to build ... trading workflows including pre-trade and post-trade compliance rules subject to SEC , FINRA, ERISA, and banking regulatory frameworks. *Additional Qualifications* *… more
    City National Bank (09/04/25)
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  • Senior Manager , Technical Accounting…

    Celonis (New York, NY)
    …you to join us. **The Role:** We are looking for a Senior Manager , Technical Accounting & Financial Reporting to oversee financial reporting, technical accounting ... leading meaningful initiatives across the organization. + Extensive knowledge of US GAAP and SEC reporting requirements. + Knowledge of IFRS would be a plus + Expert… more
    Celonis (09/04/25)
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  • Tax Manager - Nat'l Federal Tax Services…

    Deloitte (Jericho, NY)
    …we have the career opportunity to keep you buzzing! Work You'll Do: As a Manager on our Strategic Partnership Solutions team you will: + Refine your skillset with ... external counsel, underwriters, client executives, and capital market professionals through the SEC public filing process. + Assist our client with public offering… more
    Deloitte (08/23/25)
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  • NYC 15/15 Project Manager for the Division…

    City of New York (New York, NY)
    …that HPD is complying with contract requirements. The NYC 15/15 Project Manager will produce related reports, spreadsheets, analysis and technical experience. Your ... Office Suite - Ability to work independently and as part of a team - Sec 8 or other rental subsidy experience a plus COMMUNITY COORDINATOR - 56058 Qualifications 1.… more
    City of New York (08/13/25)
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  • Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:**...Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly… more
    M&T Bank (09/06/25)
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  • Fixed Income Compliance Manager

    Citizens (New York, NY)
    …at a FINRA registered broker dealer. + In-depth knowledge of SEC and FINRA rules (trade reporting, markups/markdowns, suitability, communications). + Familiarity ... with regulatory initiatives (best execution, fair pricing, 15c3-5, front running). + Proficiency with trading and back-office systems (Bloomberg TOMS, Kynex, Fidessa, Nasdaq Smarts). + Bachelor's degree required. + Strong analytical, communication, and… more
    Citizens (09/19/25)
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  • Global Regulatory Policy Manager

    Coinbase (Albany, NY)
    …of 6+ years of financial services regulatory experience, ideally focused on CFTC, SEC and/or prudential regulation. * Management consulting experience is a plus. * ... Understanding of blockchain-based technology, products, and services * Demonstrated ability to manage cross-functional teams of subject matter experts * You must be an exceptional communicator. You will be expected to produce original written work for both… more
    Coinbase (09/12/25)
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  • Strategy & Transformation Program Manager…

    SMBC (New York, NY)
    …with regulatory and industry standards such as BCBS 239, GDPR, or OCC/ SEC data compliance expectations. + Prior experience implementing data tools or platforms ... is a plus. + 7+ years of progressive experience in program or project management, with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; advanced degree… more
    SMBC (08/28/25)
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  • Enterprise Compliance Training & Education Senior…

    Raymond James Financial, Inc. (New York, NY)
    …compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; ... Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. +… more
    Raymond James Financial, Inc. (08/28/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …abreast of emerging issues and trends from key regulatory bodies including FINRA, SEC , OCC + Partners with Senior Executives across Consumer Distribution & AMCB to ... experience + Extensive understanding of current compliance and regulatory issues (OCC, SEC , FINRA, and State Securities Regulators) + In-depth knowledge of OCC, RIA… more
    TD Bank (09/23/25)
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