- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... of investment banking products, services, and regulatory frameworks (eg, FINRA, SEC , MiFID II) + Demonstrated success in building and implementing conflict… more
- TD Bank (New York, NY)
- …medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover multiple ... controls to address regulatory and best practice requirements (eg SEC Rule 15c3-5, NI 23-103, MiFID RTS6). + Present...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte...the CFPB, the OCC, the CFTC, FINRA, and the SEC The wage range for this role takes into account ... the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not… more
- Meta (Albany, NY)
- …online on this web page. **Required Skills:** Infrastructure Accounting Reporting Manager Responsibilities: 1. Support the accounting and reporting requirements for ... specific to public companies, such as Securities and Exchange Commission ( SEC ) regulations 18. 6. Communicating efficiently across teams and with multiple… more
- JPMorgan Chase (Pittsford, NY)
- …your efforts will be recognized and valued. As a Chase Wealth Management Supervisory Manager in the CWM Field Supervisory team, you will lead a team responsible for ... in managing and overseeing compliance efforts. + Knowledge of FINRA, MSRB, and SEC rules and regulations, ensuring adherence to industry standards and practices. +… more
- Evolent (Albany, NY)
- …**Job Summary** We are seeking a highly motivated **AI/Data Science Product Manager ** to lead and manage AI initiatives across our organization. This individual ... we'd love to hear from you! **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application… more
- Meta (New York, NY)
- …contributor to the company's planning and communications functions. **Required Skills:** Manager , Investor Relations Responsibilities: 1. Serve as a key point of ... internal constituencies 22. Thorough knowledge of Reg FD and other SEC disclosure rules and regulations **Preferred Qualifications:** Preferred Qualifications: 23.… more
- Evolent (Albany, NY)
- …for the culture. **What You'll Be Doing:** **Job Summary:** The **Software Engineering Manager ** at Evolent will lead a team of software/data engineers in designing, ... in a team-oriented environment. **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- Deloitte (Jericho, NY)
- …we have the career opportunity to keep you buzzing! Work You'll Do: As a Manager on our Strategic Partnership Solutions team you will: + Refine your skillset with ... external counsel, underwriters, client executives, and capital market professionals through the SEC public filing process. + Assist our client with public offering… more
- SMBC (New York, NY)
- …with regulatory and industry standards such as BCBS 239, GDPR, or OCC/ SEC data compliance expectations. + Prior experience implementing data tools or platforms ... is a plus. **Qualifications and Skills** + 10+ years of progressive experience in program or project management, with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree… more