- TD Bank (Brooklyn, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Paramount (New York, NY)
- …Group. The ideal candidate will be responsible for working with the SOC Manager and Director of Incident Response, helping mature and maintain a program that ... a related field or equivalent experience + Certifications such as Sec +, CYSA+, GCFA, or equivalent entry-level cyber certifications. Paramount Skydance Corporation… more
- GovCIO (Albany, NY)
- …and Experience + Clearance Required: Secret + 3+ years' experience with Dev/ Sec /Ops development strategies. + 3+ years' experience with Agile development processes ... + During the Interview Process + Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on + A valid photo ID must be… more
- JPMorgan Chase (New York, NY)
- …need to work well in a team environment, be able to represent the manager /group with professional courtesy and acumen, and deliver flawless work output. This role ... interface with banking and securities regulators, including the OCC, FRB, FDIC, SEC , FINRA, CME, NFA, and State regulators. Your daily routine includes interaction… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Meta (New York, NY)
- **Summary:** Meta is seeking a highly skilled Security GRC Program Manager to join our Risk Organization's Governance, Risk, and Compliance (GRC) pillar. This role ... completion 15. In-depth knowledge of complex global regulatory requirements (eg, GDPR, SEC , PCI-DSS, NYDFS) 16. Demonstrated ability to build strong formal and… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …is desirable. Hands-on experience and troubleshooting proficiency with applying chromatography ( SEC , IEX, RP, HIC) and/or biophysical techniques such as light ... required to be performed on-site. Please speak with your recruiter and hiring manager for more information about Regeneron's on-site policy and expectations for your… more
- JPMorgan Chase (New York, NY)
- …all relevant legal and regulatory matters, including relevant securities laws and the SEC 's Municipal Advisor Rule, fair access and related issues. + Serve on both ... private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + Provide guidance on… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking a Treasury Analytics & Liquidity Manager . This is a newly defined role as part of a wider treasury ... to implementation. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the… more
- Guardian Life (Albany, NY)
- …environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as ... **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance… more