- Capgemini (New York, NY)
- …functionality of at least 2 of the modules (ITSM or HRSD ITOM or ITAM, Sec Ops - etc) and the difference between configuration and customization * Developed test ... functionality based on business needs. This role works alongside the Test Manager and Developer to execute the lifecycle of test activities. **Responsibilities:** In… more
- TD Bank (Brooklyn, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Hudson Valley Community College (Troy, NY)
- …months immediately preceding the date of the test. Pursuant to subdivision 4a of Sec . 23 of the Civil Service Law, preference may be given to successful candidates ... incoming correspondence and reports to determine their significance, make recommendations to manager or refer to appropriate person for reply. Gather data relevant… more
- TD Bank (New York, NY)
- …compliance and regulatory issues related to US Securities and financial markets (OCC, SEC , FINRA, and State Securities Regulators) + Expert human relations skills in ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- KeyBank (NY)
- …and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit and ... internal systems and AML Program + Knowledge of FFIEC Examination Manual and/or SEC AML related guidance and regulations + 5 years AML/OFAC related experience, or… more
- BlackRock (New York, NY)
- …searching for an exciting, challenging, multi-faceted opportunity with the world's largest asset manager ? We are seeking an attorney to serve as a member of ... service provider, intermediary and client contracts. + Draft and update SEC registration statements and other regulatory documents and shareholder communications. +… more
- TD Bank (Middle Village, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- JPMorgan Chase (New York, NY)
- …need to work well in a team environment, be able to represent the manager /group with professional courtesy and acumen, and deliver flawless work output. This role ... conducted by banking and securities regulators, including the OCC, FRB, FDIC, SEC , FINRA, CME, NFA, and State regulators. Your daily routine includes interaction… more
- TD Bank (New York, NY)
- …ensure TDS meets regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- US Bank (New York, NY)
- …problems for our clients and help them grow. **As a Junior Relationship Manager - Supply Chain Finance, you'll:** + Coordinate efforts for the Originators heading ... understand, and analyze a 10K/10Q (including the Notes to Financials) along with other SEC Reporting + 2 - 3 years' work experience, preferably in a financial… more