- TD Bank (New York, NY)
- …ensure TDS meets regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- US Bank (New York, NY)
- …problems for our clients and help them grow. **As a Junior Relationship Manager - Supply Chain Finance, you'll:** + Coordinate efforts for the Originators heading ... understand, and analyze a 10K/10Q (including the Notes to Financials) along with other SEC Reporting + 2 - 3 years' work experience, preferably in a financial… more
- Evolent (Albany, NY)
- …value, in keeping with the MVP model + Works with the Product Manager to translate the roadmap features into well-defined development criteria including features, ... JIRA and Confluence is preferred **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- Custom Computer Specialists (Bronx, NY)
- …+ Perform other job-related duties as assigned QUALIFICATIONS + A+, Net+, Sec + Certification + CCNA Certification (preferred) + 3-5 years' experience in hardware ... days/billable/year (fulfillment of contract) + Regularly scheduled account updates to Manager . CCS Offers: + Competitive salaries + Comprehensive benefits including:… more
- SMBC (White Plains, NY)
- …Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and enablement ... + Ensure compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/ SEC expectations, and internal audit standards + Conduct governance reviews and ensure… more
- TD Bank (New York, NY)
- …and regulations with the ability to assess firm impact. Specifically, FED, FINRA, SEC , CFTC, NYSE, and OCC. + Excellent oral and written communication skills. + ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- JPMorgan Chase (New York, NY)
- …all relevant legal and regulatory matters, including relevant securities laws and the SEC 's Municipal Advisor Rule, fair access and related issues. + Serve on both ... private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + Provide guidance on… more
- Bank of America (New York, NY)
- …Experience with securities and corporate legal matters. + Working knowledge of SEC and broker-dealer regulations. + Candidate must be a highly motivated self-starter ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Evolent (Albany, NY)
- …Responsible for coordinating education and findings with matrixed Physician Business Manager . + Provides medical direction to the support services review process. ... by a state medical board **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application… more