- NBC Universal (New York, NY)
- …in a public company + * Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices + * Strong modeling skills and familiarity with ... office a minimum of three days per week. Subject to change based on Manager discussion or business need. As part of our selection process, external candidates may… more
- NBC Universal (New York, NY)
- …+ Compliance & Governance + Ensure adherence to ERISA, IRS, DOL, and SEC regulations. + Maintain plan documentation and support fiduciary oversight processes. + Stay ... office a minimum of three days per week. Subject to change based on Manager discussion or business need. As part of our selection process, external candidates may… more
- TD Bank (Brooklyn, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Guardian Life (Albany, NY)
- …environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as ... **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance… more
- Echelon Supply & Service (Liverpool, NY)
- …that all financial reporting is prepared in compliance with all financial policies, SEC requirements and US GAAP. Duties and Responsibilities | Oversees the general ... years of combined Public Accounting and Private Industry accounting experience | Manager experience in public accounting will satisfy experience requirement | Prior… more
- Neuberger Berman (New York, NY)
- …oral, and written communication skills + Understanding of FINRA, SEC , and state registration/licensing requirements + Excellent computer skills (Excel, ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $538 billion… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of the Compensation team, this role will also be the lead project manager for several corporate-wide programs and processes as outlined below. **_This role requires ... of executive pay principles, equity compensation, and related regulatory requirements ( SEC , IRS, FASB) + Experience supporting Compensation Committees and preparing… more
- Custom Computer Specialists (Bronx, NY)
- …+ Perform other job-related duties as assigned QUALIFICATIONS + A+, Net+, Sec + Certification + CCNA Certification (preferred) + 3-5 years' experience in hardware ... days/billable/year (fulfillment of contract) + Regularly scheduled account updates to Manager . CCS Offers: + Competitive salaries + Comprehensive benefits including:… more
- TD Bank (New York, NY)
- …laws, rules and regulations with the ability to assess firm impact. Specifically, FINRA, SEC , Exchange Level SROs including NYSE, NASDAQ & CBOE. + Excellent oral and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Neuberger Berman (New York, NY)
- …ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $538 billion… more
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