- Evolent (Albany, NY)
- …+ Minimum of five (5) years' experience in the practice of Cardiology is preferred + Not under current exclusion or sanction by any state or federal health ... by a state medical board **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application… more
- KeyBank (NY)
- …+ PC Skills, (ie, MS Word, Teams, Excel, PowerPoint, and e-mail.) ** PREFERRED QUALIFICATIONS** + Knowledge of Governance, Risk & Compliance (GRC) and RCSA ... internal systems and AML Program + Knowledge of FFIEC Examination Manual and/or SEC AML related guidance and regulations + 5 years AML/OFAC related experience, or… more
- CAE USA INC (Binghamton, NY)
- …possess an active DoD 8570.01-M IAT level II certified credentials (eg, SEC +) + Working knowledge of security standards and frameworks, rules and regulations, ... US Government contract requirements, only US citizens are eligible for this role. Preferred Skills + Working knowledge of Windows and Linux environments + Experience… more
- TD Bank (New York, NY)
- …SRO regulations and Firm policies related to all business activities (eg OCC, SEC , FINRA etc.). Ensures all Continuing Education requirements + are attained + ... services available to clients within the segment + Consultative sales experience preferred + Ability to establish relationships and partner effectively with other… more
- TD Bank (Middle Village, NY)
- …regulations and Firm policies related to all business activities (eg OCC, SEC , State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures ... charity and community initiatives **Education & Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales +… more
- JPMorgan Chase (New York, NY)
- …conducted by banking and securities regulators, including the OCC, FRB, FDIC, SEC , FINRA, CME, NFA, and State regulators. Your daily routine includes interaction ... etiquette and ability to manage competing priorities ie calendar management ** Preferred qualifications, capabilities, and skills** + Experience supporting at the… more
- US Bank (New York, NY)
- …regulatory and risk matters, as well as new product development and support ** PREFERRED SKILLS/EXPERIENCE:** + Law degree required + Licensed in good standing to ... products + Experience navigating relationships with regulatory authorities, especially the SEC and FINRA + Experience with broker-dealer corporate governance +… more
- TD Bank (New York, NY)
- …ensure TDS meets regulatory requirements as it relates to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance ... degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + Bachelors degree in Finance, Data Science, Computer Science,… more
- US Bank (New York, NY)
- …understand, and analyze a 10K/10Q (including the Notes to Financials) along with other SEC Reporting + 2 - 3 years' work experience, preferably in a financial ... institution or finance function ** Preferred qualifications:** + Previous corporate or investment banking experience + Assertiveness & initiative + Strong… more
- Evolent (Albany, NY)
- …Associate degree or higher in Business Administration, Healthcare Management, or related field preferred . + Minimum of 3-5 years of experience in a contact center ... to healthcare compliance regulations. **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more