- Evolent (Albany, NY)
- …+ Ability to work independently with limited oversight **Finishing Touches ( Preferred ):** + Master's Degree, preferably with a quantitative or healthcare focus ... ###@evolent.com for further assistance.** **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of… more
- Evolent (Albany, NY)
- …Familiarity with clinical workflows, payer operations, or healthcare AI applications is preferred . **Why Join Us?** Opportunity to drive impactful AI initiatives in ... we'd love to hear from you! **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the application… more
- IBM (Armonk, NY)
- …and the preparation of IBM's main Security and Exchange Commission ( SEC ) financial statements filings. **Your role and responsibilities** As an Accounting ... verbal communication skills Exceptional attention to detail Strong analytical mindset ** Preferred technical and professional experience** None IBM is committed to… more
- Snap Inc. (New York, NY)
- …you'll do: + Assist with corporate and securities law matters, including preparing SEC filings such as registration statements, Forms 10-K, 10-Q, and 8-K, and ... least one US State bar. + 4+ years of experience practicing corporate law. Preferred Qualifications: + In-house corporate law experience. If you have a disability or… more
- Mizuho Corporate Bank (New York, NY)
- …in IT, Computer Science, Business Administration, or related field; advanced degree preferred . + 10+ years in IT compliance, business analysis, or related roles ... compliance technology. Deep understanding of financial regulations and industry standards ( SEC , FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and… more
- MTA (New York, NY)
- …communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board ... tax-exempt debt obligations to ensure compliance with federal law. The F ollowing is/are preferred : + Master's degree in a related field. + Attention to detail. +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** ** Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance ... and regulations with the ability to assess firm impact. Specifically, FED, FINRA, SEC , CFTC, NYSE, and OCC. + Excellent oral and written communication skills. +… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... degree or progressive work experience + 7-10 years related experience ** Preferred ** **Qualifications:** + 10 years of experience in surveillance data quality… more
- TD Bank (New York, NY)
- …or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + 3-5+ years of compliance advisory experience. Similar experience ... rules and regulations with the ability to assess firm impact. Specifically, FINRA, SEC , CFTC, NYSE, FED and OCC. + Excellent oral and written communication skills.… more
- JPMorgan Chase (Brooklyn, NY)
- …Officer, Risk Management, Risk Technology, Finance and P&A, Investor Relations, and SEC Reporting. As a Credit Risk Controller Vice President within the Controllers ... + High degree of initiative and self-direction, with a control mindset ** Preferred qualifications, capabilities, and skills** + Experience in risk and/or financial… more