- HUB International (New York, NY)
- …compliance with all regulatory requirements related to financial disclosures, including SEC filings, earnings releases, and investor communications. + Work closely ... degree in Finance, Accounting, Economics, or related field; MBA, CFA, or CPA preferred . + 10+ years of experience in investor relations, investment banking, equity… more
- Meta (New York, NY)
- …Skills:** Lead Corporate Counsel Responsibilities: 1. Assist with preparation of SEC and other corporate regulatory filings, with emphasis on proxy statements ... 13. Corporate and transactional experience with public companies. Emphasis on SEC and regulatory compliance, corporate governance, and shareholder engagement 14.… more
- Mastercard (Harrison, NY)
- …technical accounting, settlements, and product) with FX analysis * Review SEC disclosures related to foreign currency derivatives * Sarbanes-Oxley controls; support ... concepts including hedge accounting, mark-to-market, balance sheet remeasurement, and SEC disclosures * Strong knowledge of internal controls and experience… more
- M&T Bank (Buffalo, NY)
- …and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well ... general ledger entries, adherence to generally accepted accounting principles, SEC disclosure requirements, and bank regulatory requirements. + Display foundational… more
- Mastercard (Harrison, NY)
- …used by executive management to present quarterly earnings results. * Review SEC reporting footnotes and disclosures involving activities of Corporate Treasury to ... experience in a large public company * Derivative and hedge accounting experience preferred * Strong project management skills with the ability to collaborate with… more
- M&T Bank (Buffalo, NY)
- …and reports for the Corporation, which could include bank regulatory reports, SEC reporting, reports to shareholders and the Board of Directors, as well ... general ledger entries, adherence to generally accepted accounting principles, SEC disclosure requirements, and bank regulatory requirements.May be required to… more
- JPMorgan Chase (New York, NY)
- …risks or control gaps in fund operations. + Maintain working knowledge of SEC rules applicable to closed-end funds, tender offers, and affiliated transactions. + ... roles within asset management or financial services. + Expertise in SEC regulations applicable to registered investment companies, particularly closed-end interval… more
- Lincoln Financial (Albany, NY)
- …for the General Account Invested Assets on a Statutory, GAAP (specifically SEC reporting), Management and Tax basis and assisting with performing and documenting ... You will specifically be responsible for the investment disclosures for LFG's SEC reporting (10K and 10Q Investment related footnotes and disclosures) and Statutory… more
- Marex (New York, NY)
- …process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, MSRB, and other regulatory rules and regulations. + Adhere to ... Bachelor's Degree in Finance, Economics, Business, or other related field is preferred . + Excellent knowledge of applicable securities laws, rules and regulations… more
- City National Bank (New York, NY)
- …CNB colleagues to process employee stock option trades and trades pursuant to SEC 10B5-1 Sales plans. * Work with National Financial Services on restricted stock ... funds, margin accounts, and options required. * Knowledge of SEC and FINRA rules and regulations required. * Excellent...with a FINRA Series 4, 53, and Series 57 preferred . *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary:… more