- Robert Half Finance & Accounting (Chicago, IL)
- …analyzing, and submitting accurate regulatory reports to relevant agencies, including the SEC , FINRA and CME, ensuring the brokerage firm adheres to all securities ... about changes in securities regulations and industry best practices, updating reporting procedures accordingly. + Data Validation: Perform quality checks on data… more
- ManpowerGroup (Hinsdale, IL)
- …and financial reporting policies in accordance with US GAAP and SEC guidance + Collaborate with business units to ensure effective implementation of accounting ... multinational environment. This role ensures compliance with US GAAP and SEC regulations, supports technical accounting research, and partners with cross-functional… more
- Robert Half Finance & Accounting (Chicago, IL)
- …WHAT YOU'LL ACCOMPLISH + Ensure compliance with Securities Exchange Commission ( SEC ) regulations, Sarbanes-Oxley (SOX) Act, and other relevant legal requirements + ... key report testing to evaluate the reliability of data used in financial reporting + Perform automated control testing + Understand Segregation of Duties and support… more
- Citizens (Chicago, IL)
- …scalability. + Risk and Compliance Ensure adherence to regulatory requirements ( SEC , FINRA) and internal policies, maintaining robust controls to mitigate ... maintenance, and transaction processing. + Demonstrated knowledge of regulatory requirements ( SEC , FINRA) and internal risk management policies. + Ability to… more
- HUB International (Chicago, IL)
- …planning, development and implementation of HUB's investor relations programs and strategies. Reporting to HUB's Chief Financial Officer, this individual acts as the ... compliance with all regulatory requirements related to financial disclosures, including SEC filings, earnings releases, and investor communications. + Work closely… more
- HUB International (Chicago, IL)
- …laws and industry frameworks, including GLBA, NYDFS, and HIPAA + Prepare SEC -required cyber disclosures. + Support incident management and collaborate closely with ... of cybersecurity terms in contractual documents . + Manage regulatory reporting and registration requirements under cybersecurity laws. + Work with engineering… more
- Marex (Chicago, IL)
- …Group. The role will play a pivotal role in improving the regulatory and reporting environment. In addition, this individual would be expected to assist across the ... Responsible for ensuring compliance with all daily, semi-monthly and monthly regulatory reporting requirements for the FCM, including the timely filing of the daily… more
- Marex (Chicago, IL)
- …Maintain systems and required static in line with any new or changing regulatory reporting regimes. + Manage XTP back-office system changes and upgrades in line with ... daily processing efficiencies associated to client static data and regulatory reporting submissions. + Assist compliance with regulatory audit requests and queries.… more
- Invenergy (Chicago, IL)
- …financial statement schedules, annual compilation of footnotes, miscellaneous financial reporting requests, and annual audits. Finally, the Senior Manager, ... accurate and timely month-end and year-end close utilizing the ERP and reporting systems. + Ensure completeness and accuracy of account reconciliations and financial… more
- ADM (Chicago, IL)
- …The Associate General Counsel will also focus on public company securities reporting and corporate governance, and as well as on commercial contracts and ... securitization transactions, and other financing matters. + Prepare and review SEC filings and advise on securities law compliance, including insider trading,… more