- Citigroup (Getzville, NY)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory oversight process as it related to FRB, CFTC, FINRA, NFA, SEC , and other US regulators.*Established track record of developing and maintaining ... including proposing and executing enhancements and assessing the impact to end-users, reporting , etc. The expected base salary ranges from $162,,000.00 - $200,000.00… more
- Dow Jones (New York, NY)
- …in maintaining an effective environment that supports internal controls over financial reporting . + Previous experience working with Big 4 firms, in an audit ... capacity understanding US regulatory, SEC and PCAOB requirements + Proven track record of successfully implementing and managing IT compliance + Excellent analytical… more
- MTA (New York, NY)
- …for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial activities. This position works ... communities. + Responsible for meeting US Securities and Exchange Commission ( SEC ) Rule 15c2-12 filing requirements through the Municipal Securities Rulemaking Board… more
- Evolent (Albany, NY)
- …the management and optimization of Salesforce CRM to drive forecasting and trend reporting insights o Build and maintain database and processes to respond to ... visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- Evolent (Albany, NY)
- …campaigns, etc. + Ensure tight discipline of sales operations: reporting /analytics, Salesforce.com utilization, quarterly KPI targets + Channel customer feedback ... visits, and partnership engagements **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required as part of the… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as… more
- Conifer Realty LLC (Dryden, NY)
- …in Dryden, NY. (120-units) Responsibilities will include: Handling all Tax Credit, HUD- Sec 8 PBV, HOME and other subsidy housing/resident leasing of apartment units. ... MS Office Suite (Word, Excel, Outlook) for effective written communications and reporting . * Yardi Voyager experience or knowledge of housing industry compliance… more
- The Research Foundation for SUNY at the University at Albany (Albany, NY)
- …Posted On: Wed Feb 19 2025 Job Description: Description of Duties: Reporting to the Director, the Senior Research Security Administrator (Senior RSA) provides ... lawful permanent resident, or other "protective individual" as defined by 8 USC Sec . 1324b(a)(3)." Preferred Qualifications: + An advanced degree (eg PhD, JD, MA,… more