• Securities and Derivatives Lead Analyst Vice…

    Citigroup (Getzville, NY)
    The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
    Citigroup (09/04/25)
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  • Securities & Derivatives Associate Analyst Hybrid

    Citigroup (Getzville, NY)
    The Sec & Derivatives Associate Analyst is responsible for supporting the daily operations, settlement, reconciliation, and investigations ensuring proper and timely ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 0-2 years of… more
    Citigroup (09/04/25)
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  • Head of Product, Commercial Bank Capital Markets

    Capital One (New York, NY)
    …risk, and execute on trades and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank and sitting on the ... with working knowledge of regulatory requirements relevant to the bank's Broker Dealer ( SEC / FINRA) and Swap Dealer (CFTC / NFA) activities. + Thought leader… more
    Capital One (08/29/25)
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  • Compliance Analyst

    Guardian Life (New York, NY)
    …**You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance ... and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst, you will report to the… more
    Guardian Life (08/27/25)
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  • Investor Relations Manager

    Corning Incorporated (Corning, NY)
    …gather market intelligence. + Respond to inquiries on company performance, financials, and SEC filings with accuracy. + Manage CRM systems to ensure data integrity ... plus. + Financial background with experience in financial analysis and reporting . + Demonstrated experience in communications and cross-functional collaboration. +… more
    Corning Incorporated (08/27/25)
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  • Sr. Advisor, PCG Branch Exams

    Raymond James Financial, Inc. (New York, NY)
    …all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related follow up in a timely ... broker/dealer compliance and/or branch exams + Rules and regulations of the SEC , FINRA, and state securities regulatory agencies + Fundamental investment concepts,… more
    Raymond James Financial, Inc. (08/09/25)
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  • Manager, Technical Accounting

    Mastercard (Harrison, NY)
    …support with moderate to complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with ... training and communication of new accounting pronouncements by developing training content and memos - Assist with discussions and provide specific recommendations to VP, Technical Accounting - Assist in special requests from Senior Management for analysis,… more
    Mastercard (07/29/25)
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