- Mizuho Corporate Bank (New York, NY)
- …developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will identify process ... compliance technology solutions, including surveillance, case management, and regulatory reporting systems. Identify and implement process improvements to enhance… more
- Evolent (Albany, NY)
- …Enhance and standardize analytical solutions for internal teams and external partners. + ** Reporting & Compliance** : Support ad hoc and regulatory reporting ... or a related discipline). + 2+ years of analytics & reporting experience in healthcare, including medical economics, cost/utilization analysis, and membership… more
- Broadridge Financial Solutions (New York, NY)
- …of client consulting, proxy voting policy deployment, and internal governance expertise. Reporting to the Global Head of Custom Policy, this Director will act ... proxy policy, governance, and emerging industry standards. Presentations, Analysis & Reporting + Create compelling client and internal presentations to explain… more
- Evolent (Albany, NY)
- …of prior authorization and financial scope within Evolent Specialty Services. Reporting to the Director, Clinical Informatics, this role is responsible for ... metrics related to clinical services. + Identify data discrepancies and reporting gaps, working cross-functionally to improve data integrity and reporting… more
- Unity Technologies (New York, NY)
- …markets transactions, executive compensation, stock administration, and public company reporting and compliance, including: + Lead Unity's public company compliance ... obligations including preparing SEC disclosure documents, including periodic and current reports, and...company. + Manage affiliate trading matters, including Section 16 reporting and 10b5-1 plans. + Providing legal support to… more
- SMBC (New York, NY)
- …decision-making across complex initiatives. + Deliver clear and consistent communications, reporting , and documentation to stakeholders at all levels. + Support the ... required. + Conduct reviews to ensure projects are added to the project reporting system and continuously updated with relevant, accurate, and timely data suitable… more
- Motion Recruitment Partners (New York, NY)
- …trading platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics ... tracking metrics & reconciling metrics * Strong Excel experience for data analysis & reporting * Strong eye for detail, internal audit background is helpful * Good… more
- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices ... and other counterparty activities + Contribute to the creation of customized reporting used to present information to management + Support implementation of… more
- JPMorgan Chase (Pittsford, NY)
- …including Access, Excel, Word, and PowerPoint, for effective data analysis and reporting . + Ability to work outside business hours and travel as needed, ... in managing and overseeing compliance efforts. + Knowledge of FINRA, MSRB, and SEC rules and regulations, ensuring adherence to industry standards and practices. +… more
- MUFG (New York, NY)
- …execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish direction ... Provide constructive input to Audit & Finance Committee and Management reporting . **Education and Licensure:** A Bachelor's degree, preferably in Accounting,… more