- Marex (New York, NY)
- …and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of ... operational risk trends. + Risk Reporting : Preparing and presenting detailed risk reports / dashboards...Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. +… more
- Unity Technologies (New York, NY)
- …markets transactions, executive compensation, stock administration, and public company reporting and compliance, including: + Lead Unity's public company compliance ... obligations including preparing SEC disclosure documents, including periodic and current reports, and...company. + Manage affiliate trading matters, including Section 16 reporting and 10b5-1 plans. + Providing legal support to… more
- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is a position responsible for processing orders and transactions originating from trading desks and branch offices in ... and other counterparty activities + Contribute to the creation of customized reporting used to present information to management + Support implementation of… more
- Deloitte (New York, NY)
- …Knowledge of US GAAP, Managerial and Cost Accounting, Profitability Analysis, IFRS, and SEC rules and regulations * Experience with a variety of analytics tools and ... limited to: o Microsoft SQL Server, Oracle, Mongo Db o Reporting Tools (eg, Business Objects, Reporting Services) o Big Data Tools (eg, Hadoop, Hive, Pig,… more
- BMO Financial Group (New York, NY)
- …Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... mitigate them. Develop and maintain compliance information for analysis and reporting . Achieve compliance goals by maintaining current knowledge of regulatory… more
- Bloomberg (New York, NY)
- …and analytics. + Interpret and communicate evolving regulatory requirements (eg, IOSCO, ESMA, SEC , FCA, CFTC, MiFID II, etc.) and assess their impact on data ... frameworks. + Contribute to governance forums and provide management with clear reporting on compliance risks, issues, and remediation progress. + Prepare and… more
- Western Digital (Albany, NY)
- …activities related to technology, cybersecurity, IT governance, and systems implementation. Reporting to the Senior Director, IT Audit, this role will oversee ... Planning & Execution + Lead the planning, execution, and reporting of IT audit engagements across infrastructure, applications, ITGCs,...+ Stay informed on evolving IT regulations (eg, PCAOB, SEC , data privacy, etc.) and industry trends to enhance… more
- Deloitte (New York, NY)
- …model, cost transparency, , financial close and consolidation, financial operations and reporting + Delivering work using leading edge tooling and accelerators + ... M365 copilot) * Knowledge of US GAAP, IFRS, and SEC rules and regulations * Proficiency in MS Office...of or administrator of a common ERP Finance and Reporting package (SAP, Oracle, Workday, JDE, etc) * Project… more
- Deloitte (New York, NY)
- …(or active pursuit of one) + Knowledge of US GAAP, IFRS, SEC regulations, cost/profitability analysis + Experience with advanced analytics or programming, including ... + Big Data tools (Hadoop, Hive, Pig, Impala) + Reporting tools (Business Objects, Reporting Services) +...Pig, Impala) + Reporting tools (Business Objects, Reporting Services) + Machine learning/cognitive (Python, Mahout, CognitiveScale) +… more
- Citigroup (New York, NY)
- …testing, and post-implementation support. + Manage project governance and reporting for product initiatives, ensuring alignment with strategic goals, timelines, ... chain, including trade lifecycle, recall management, settlement, and beneficial owner reporting . + Experience leading Target Operating Model change and platform… more