- Corning Incorporated (Corning, NY)
- …gather market intelligence. + Respond to inquiries on company performance, financials, and SEC filings with accuracy. + Manage CRM systems to ensure data integrity ... plus. + Financial background with experience in financial analysis and reporting . + Demonstrated experience in communications and cross-functional collaboration. +… more
- Corning Incorporated (Corning, NY)
- …equity compensation programs, including shareholder approval, shares tracking, and compliance reporting . + Partner with vendors to ensure smooth program execution, ... **Compliance and Governance:** + Ensure equity programs comply with Sarbanes-Oxley, SEC regulations, and country-specific laws across global markets. + Serve as… more
- JPMorgan Chase (New York, NY)
- …This position will have another attorney covering the Public Finance business reporting into it. You will collaborate with banking, markets, regulatory and other ... all relevant legal and regulatory matters, including relevant securities laws and the SEC 's Municipal Advisor Rule, fair access and related issues. + Serve on both… more
- Deloitte (New York, NY)
- …travel up to 50%, based on the work you do and the clients and industries/ sec tors you serve * Limited sponsorship may be available Preferred: * Experience with ... concepts to CRE and FM, including sustainability assessments, energy-efficie nt solution, reporting and analytics * Experience delivering CRE and FM outsourcing /… more
- KeyBank (Albany, NY)
- …Key Investment Services LLC (KIS) is a FINRA registered broker / dealer, SEC registered investment advisory firm and partners with KeyCorp Insurance Agency USA Inc., ... Proficiency in Microsoft Excel and PowerPoint for data analysis and reporting . + Client Relationship: Skill in building and maintaining relationships with… more
- JPMorgan Chase (New York, NY)
- …office maintains effective written supervisory procedures. + Assist team with reporting , metrics, project management, and conducting compliance risk assessments. + ... capital markets instruments and products. + Extensive knowledge of SRO and SEC rules and regulations relating to investment banking syndicate, sales, trading, and… more
- JPMorgan Chase (New York, NY)
- …Compliance, law, risk management or audit + Extensive knowledge of SRO and SEC rules and regulations relating to options compliance (eg Consolidated Audit Trail, ... Transaction Reporting , Best Execution), Sales and Trading. + Ability to review and digest complex content and data, analyze and draw conclusions + Strong… more
- Marex (New York, NY)
- …of client static data in order to improve efficiencies and Compliance reporting . + Ensuring compliance with the company's regulatory requirements under the ... SEC , FINRA, NFA, CFTC and other applicable regulatory bodies. + Adhere to the operational risk framework for your role ensuring that all regulatory or company… more
- MUFG (New York, NY)
- …and Sales Panels working with Front Office on bookings, allocations, and Regulatory reporting + Send trade-recap to customer clients and request for allocations. + ... paper trade flow and all settlements throughout course of day + Work with Repo and Sec Lend desks in regards to funding/settlements of CP and UST cash trades + Work… more
- Stony Brook University (Stony Brook, NY)
- …with the research community in R&D Park. + **Program Evaluation and Reporting :** + Develop and maintain laboratory safety performance metrics, and compliance reports ... lawful permanent resident, or other "protected individual" (as defined by 8 USC Sec . 1324b(a)(3). For this position, we are unable to sponsor candidates for work… more