- HTC Global Services Inc (Iselin, NJ)
- …experienced SEC Compliance Data Analyst with a strong background in SEC Compliance Regulatory Reporting and US Filing processes. The ideal candidate will ... documentation, and support for ongoing production issues related to SEC Compliance Regulatory Reporting and Filing processes....a Data Analyst . + Strong knowledge of SEC Compliance Regulatory Reporting processes, including Large… more
- Raymond James Financial, Inc. (Trenton, NJ)
- …following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- US Bank (Edison, NJ)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC , GAAP, and regulatory reporting requirements. + Coordinate… more
- CGI Technologies and Solutions, Inc. (Jersey City, NJ)
- **Business Analyst - Regulatory Reporting ** **Category:** Business Analysis (functional and technical) **Main location:** United States, New Jersey, Jersey City ... Jersey City, NJ. **Your future duties and responsibilities:** The Senior Business Analyst is responsible for leading regulatory reporting projects including the… more
- JPMorgan Chase (Jersey City, NJ)
- …office. The primary role of the candidate will be related to regulatory and SEC reporting within Treasury and Chief Investment Office. The candidate will also ... and CIO North America as well as coordinate and support global regulatory reporting and SEC reporting for certain products (Debt securities, loans, etc.). +… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... is expected to be completed during 2025. The Sr. Analyst , Financial Systems plays a key role in supporting...key finance systems including SAP, OneStream, Workiva, and Essbase. Reporting to the Sr. Director of Financial Systems, this… more
- SciTec (Princeton, NJ)
- …parent company consolidation + Maintain accurate and timely data to support quarterly SEC reporting cycles through coordination with the parent company + Monitor ... SciTec has an immediate need for a Business Financial Analyst to support our ongoing operations as we continue... supports the organization by developing, maintaining, analyzing, and reporting business financial data. This role plays a key… more
- Guardian Life (Trenton, NJ)
- …various settings. + No restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you will report to the ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory,...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- TD Bank (Marlton, NJ)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring… more
- HTC Global Services Inc (Iselin, NJ)
- …Experience with cloud platforms (AWS, Azure) and ETL tools. + Familiarity with regulatory reporting such as SEC filings or MiFID II. + Programming experience in ... Overview HTC Global Services is seeking a Data Analyst - Asset Management to strengthen our client's...our client's investment operations through advanced data analytics and reporting . The ideal candidate combines hands-on Snowflake expertise with… more
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