- Raymond James Financial, Inc. (Raleigh, NC)
- …following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- US Bank (Charlotte, NC)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC , GAAP, and regulatory reporting requirements. + Coordinate… more
- General Motors (Raleigh, NC)
- …report to that location three times a week, at minimum. **The Role:** The Analyst , Executive Compensation Reporting plays a critical role in supporting the ... financial reporting , or related field. + Strong understanding of SEC disclosure requirements, especially related to executive compensation. + Proficiency in… more
- Duke Energy (Charlotte, NC)
- …Energy. This position requires a blended knowledge of technical and functional financial reporting and analysis skills. The analyst will work closely with ... evaluations and settlements, and preparation of internal and external reporting . The analyst will also be responsible...and other financial schedules that support internal and external reporting (including SEC and FERC financials) +… more
- TD Bank (Charlotte, NC)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and marketing material review, run stakeholder… more
- Truist (Lumberton, NC)
- …and accurate reporting for weekly, monthly and quarterly Regulatory and SEC Reporting . + Execute general ledger accounting requirements, including month-end ... and accurate reporting for weekly, monthly and quarterly Regulatory and SEC Reporting . + Execute general ledger accounting requirements, including month-end… more
- Pfizer (Rocky Mount, NC)
- …Financial Analyst , you will support month-end-close activities, budgeting, forecasting, reporting and controls for the Rocky Mount Site and work in cooperation ... experience. + 2+ years of experience as a financial analyst in FP&A, manufacturing organization + Experience working in...in FP&A, Inventory Valuation and Cost Accounting + Sarbanes-Oxley, SEC and Financial reporting experience + SQL,… more
- Guardian Life (Raleigh, NC)
- …various settings. + No restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you will report to the ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory,...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring… more
- CHS Inc. (Raleigh, NC)
- …Internal Controls department. We are looking for a **Senior Internal Controls Analyst ** to help support the company's Sarbanes Oxley (SOX) compliance effort related ... unit stakeholders to develop a thorough understanding of the business, relevant financial reporting risks and core key processes. + Support the timely creation of… more