- NextEra Energy (Juno Beach, FL)
- …will add value by taking the lead role in researching, analyzing and reporting on potential internal control issues affecting NEE, working with business partners to ... of the role include:** + Maintains a good understanding of GAAP, SEC regulations, Sarbanes-Oxley requirements, relevant company policies, practices and procedures +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as they apply to account trading activity of clients' accounts by monitoring financial advisor activity, reporting findings and managing concerns in a ... industry operations + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …industry operations + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities ... compliance with applicable industry rules (ie State, FINRA & SEC ) and platform policies and procedures as they apply...the Firm's regulatory obligations regarding U4 amendments and settlement reporting . + Monitors and keeps up to date with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Raymond James Overview** **One of the largest independent financial services firms in the country could be the** **place** **you build a career beyond your ... and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg,… more
- Jabil (St. Petersburg, FL)
- …transformation professionals to implement technological improvements in treasury operations and reporting . + Review SEC disclosures and 10-Q/K footnotes as ... rate, credit and liquidity management to support the company's strategic growth and financial goals. The Senior Treasury Analyst will be a valued member of the… more
- Evolent (Tallahassee, FL)
- …This role is part of a centralized corporate FP&A team focused on financial intelligence, analysis, and forecasting, with a strong emphasis on strategic thought ... the primary finance partner to the Services leadership team, owning end-to-end financial performance and decision support. * Lead and develop a high-performing FP&A… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …identifying performance problems. + Manages department, associates, budget, reporting structure, and division of responsibilities within Compliance department. ... state of the Global Privacy program as well as reporting to other senior business and regional leadership on...management. + Relevant risk based regulatory schemes. + FINRA, SEC , FRB and other regulations relevant to management of… more
- CBRE (Tallahassee, FL)
- …with accounting and tax regulations). + Assist with quarterly and annual reporting , including financial statement disclosures, 10-K/10-Q filings (for public ... and meeting materials. + Ensure compliance with federal, state, and international laws, including SEC rules and Section 16 reporting . + Partner with Legal to… more
- NextEra Energy (Juno Beach, FL)
- … statements and related disclosures + Manages cash management process + Ensures SEC reporting and SOX compliance and system of internal and accounting ... schedules + Review timely and accurate management reports and support external reporting requirements (eg, 10K, 10Q, etc.) as required + Researching FERC guidance… more
- MUFG (Tampa, FL)
- …Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also… more