- PVH Corp. (New York, NY)
- …internal stakeholders (Accounting, Finance, Treasury, Legal, etc.) and external auditors to support financial reporting and compliance. + Lead and mentor the tax ... entries and financial statement disclosures in compliance with US GAAP reporting . + Oversee the consolidation and documentation of global tax reserves; ensuring… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting . The AVP role is responsible for various regulatory ... external reg engagements. **Key Responsibilities** + Analyze data for regulatory reporting obligations to US regulators, such as Non-centrally Cleared Bilateral Repo… more
- HUB International (New York, NY)
- …as a senior SEC regulatory compliance professional for either a large financial services firm + Experience leading a team and preferably, leading a function as ... position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy… more
- CIBC (New York, NY)
- …responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC , and NFA rule requirements, as well as CIBC's Global Markets employees on ... the technical aspects of rules for the SEC Security Based Swaps Dealer and the CFTC Swap...to swaps implemented under the Dodd-Frank Act (eg real-time/SDR reporting , large trader reporting , external business conduct… more
- American Express (New York, NY)
- …ABS Controllership team is responsible for the accounting, cash management, controls, and SEC & Trust Investor reporting requirements to help support this vital ... you make an impact in this role?** The Senior Financial Analyst of Asset-backed Securitization ("ABS") is a key...recognition of team members. This position will perform accounting, reporting , and analysis for the ABS Trusts. The ABS… more
- Robert Half Finance & Accounting (Westbury, NY)
- …strategic financial goals. With a significant focus on financial reporting and Securities and Exchange Commission ( SEC ) compliance, this position also ... with Sarbanes-Oxley (SOX) requirements * Assessing and mitigating risks associated with financial reporting and operations * Leading and mentoring the accounting… more
- TD Bank (New York, NY)
- …Management TDS is responsible to provide the leadership team with information, reporting and support to ensure Trading operational risks are appropriately managed ... surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions and… more
- AON (New York, NY)
- …FP&A, Treasury, Tax, Legal and others to manage the end-to-end delivery of financial materials, including earnings Q&A, presentations and SEC filings. + Ensure ... FP&A, Treasury, Tax, Legal and others to manage the end-to-end delivery of financial materials, including earnings Q&A, presentations and SEC filings. + Ensure… more
- Arrow Financial Corporation (Glens Falls, NY)
- …perfect for you if you have experience in: > Operational Accounting > Financial Reporting About this position: Oversee the Company's operational accounting and ... financial reporting functions, including Sarbanes-Oxley Act of...designation preferred > 10 years of experience in an SEC registrant financial institution accounting department or… more
- TD Bank (New York, NY)
- …that Principal associated directly with the BD/RIA be responsible and accountable for all financial reporting associated with and/or required by FINRA or the ... with HR and Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting . **Depth & Scope:** + Provides people management… more