- Citigroup (New York, NY)
- …and other financial compliance requirements pertinent to DR services. **3. Financial Accounting & Reporting ** + ** Financial Statements:** Ability to ... ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate with internal… more
- American Express (New York, NY)
- …collaboration, and people-leadership skills. We ensure the appropriate planning, accounting, financial reporting and controls for the retirement plans, ... business. We play a meaningful role in the external reporting for the Company, including in SEC ,...earnings per share (EPS) calculation - ensuring timely, accurate financial reporting and strong internal control environment.… more
- Mizuho Corporate Bank (New York, NY)
- …and auditors + Assist with regulatory compliance, including filings of regulatory forms (NFA/ SEC ) + Assist with investor reporting preparation and ad-hoc ... + Manage the annual preparation and issuance of the financial statements + Monitor and advise on fund tax...pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/ SEC ) + Strong sense of personal… more
- Shake Shack (New York, NY)
- …Part of Something Good. The Technical Accounting Manager will be an integral member of our financial reporting team at Shake Shack and will report into the VP of ... Financial Reporting , Systems and Optimization. The Technical...including note disclosures to ensure compliance with GAAP and SEC reporting requirements. + Assist in preparation… more
- JPMorgan Chase (New York, NY)
- …or law degree, depending on work experience + 5+ years of relevant experience in financial services compliance + Knowledge of SEC , FINRA, OCC and CFTC rules ... barrier crossings, Personal Account Dealing, Licensing and Registrations, Global Financial Crimes, etc. + Participate in various projects, such...and skills** + TRACE reporting + Swaps reporting + FINRA, SEC , OCC, CFTC regulations… more
- Raymond James Financial, Inc. (New York, NY)
- …understanding of risk-related regulatory requirements (eg, OCC, FRB, FDIC, SEC , FINRA) and ability to apply data analytics to risk reporting and risk mitigation. ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,… more
- Wells Fargo (New York, NY)
- …client onboarding, lifecycle events, inquiries related to trading strategies, and SEC exam preparation. The position also involves collaborating with various ... + Advise on regulatory matters impacting CFTC regulated swaps as well as SEC regulated securities-based swaps + Provide regulatory advice on CFTC/ SEC regulated… more
- TD Bank (New York, NY)
- …Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors who are part of ... + **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws** + **Assist in… more
- MetLife (New York, NY)
- …foreign exchange, pensions, stock compensation, mergers & acquisitions, goodwill, tax and SEC reporting and planning and projections. * Identifying and assessing ... (Required Qualifications): * Broad and deep insurance technical accounting and financial reporting experience, including experience across global insurance… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting .… more